• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
STEPHEN K HUTCHINSON
STEPHEN KANAAR HUTCH, HUTCH HUTCHINSON, STEPHEN KANAAR HUTCHINSON
CRD#: 1724706
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 Wilmette, IL
Registration History
199019952000200520102015202020252 FIRMS2018 - Present (6 years)BCASTLEOAK SECURITIES, LP (CRD# 125334)2016 - 2017 (<1 year)BPNC CAPITAL MARKETS LLC (CRD# 15647)2011 - 2015 (4 years)BBMO CAPITAL MARKETS CORP. (CRD# 16686)2007 - 2009 (2 years)BBNP PARIBAS SECURITIES CORP. (CRD# 15794)2005 - 2006 (1 year)BJ.P. MORGAN SECURITIES INC. (CRD# 18718)2004 - 2005 (1 year)BBANC ONE CAPITAL MARKETS, INC. (CRD# 23065)1997 - 2004 (6 years)BHSBC SECURITIES, INC. (CRD# 19585)1996 - 1997 (1 year)BBT SECURITIES CORPORATION (CRD# 17790)1987 - 1995 (7 years)
License(s)

State Registrations

B
Alabama 12/3/2018

B
Montana 6/27/2023

B
Alaska 12/10/2018

B
Nebraska 7/5/2018

B
Arizona 1/31/2018

B
Nevada 5/24/2018

B
Arkansas 12/4/2018

B
New Hampshire 6/28/2023

B
California 4/17/2018

B
New Jersey 12/6/2018

B
Colorado 4/18/2018

B
New Mexico 6/27/2023

B
Connecticut 12/3/2018

B
New York 1/31/2018

B
Delaware 6/26/2023

B
North Carolina 4/25/2018

B
District of Columbia 6/29/2023

B
North Dakota 7/11/2018

B
Florida 1/30/2018

B
Ohio 1/29/2018

B
Georgia 12/4/2018

B
Oklahoma 12/3/2018

B
Idaho 6/27/2023

B
Oregon 12/4/2018

B
Illinois 1/29/2018

B
Pennsylvania 1/30/2018

IA
Illinois 4/13/2018

B
Rhode Island 7/5/2023

B
Indiana 4/16/2018

B
South Carolina 1/22/2019

B
Iowa 1/30/2018

B
South Dakota 12/4/2018

B
Kansas 2/15/2018

B
Tennessee 1/30/2018

B
Kentucky 1/29/2018

B
Texas 4/27/2018

B
Louisiana 12/5/2018

B
Utah 4/18/2022

B
Maine 6/26/2023

B
Vermont 6/28/2023

B
Maryland 12/7/2018

B
Virginia 9/13/2018

B
Massachusetts 12/4/2018

B
Washington 10/15/2018

B
Michigan 1/31/2018

B
West Virginia 5/9/2018

B
Minnesota 4/22/2018

B
Wisconsin 1/29/2018

B
Mississippi 12/1/2018

B
Wyoming 6/29/2023

B
Missouri 1/30/2018

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Wilmette, IL
Registered with this firm since 4/13/2018

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Wilmette, IL
Registered with this firm since 1/29/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/17/2016 - 04/12/2017 CASTLEOAK SECURITIES, LP (CRD#:125334) CHICAGO, IL
B
05/13/2011 - 12/09/2015 PNC CAPITAL MARKETS LLC (CRD#:15647) CHICAGO, IL
B
02/28/2007 - 02/11/2009 BMO CAPITAL MARKETS CORP. (CRD#:16686) CHICAGO, IL
B
09/07/2005 - 11/09/2006 BNP PARIBAS SECURITIES CORP. (CRD#:15794) NEW YORK, NY
B
07/01/2004 - 07/01/2005 J.P. MORGAN SECURITIES INC. (CRD#:18718) NEW YORK, NY
B
09/19/1997 - 07/01/2004 BANC ONE CAPITAL MARKETS, INC. (CRD#:23065) CHICAGO, IL
B
01/22/1996 - 06/13/1997 HSBC SECURITIES, INC. (CRD#:19585) NEW YORK CITY, NY
B
09/22/1987 - 04/12/1995 BT SECURITIES CORPORATION (CRD#:17790) BALTIMORE, MD
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.