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Detailed Report
CHARLES WILLIAM WISE
CHARLIE WISE
CRD#: 1724568
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1650 TYSONS BLVD
STE 500
MCLEAN, VA 22102
Registration History
199019952000200520102015202020252 FIRMS2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1989 - 2003 (13 years)BTHOMSON MCKINNON SECURITIES INC. (CRD# 829)1987 - 1989 (1 year)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1994 - 2003 (9 years)
License(s)

State Registrations

B
Alabama 8/4/2006
B
New Hampshire 10/28/2024
B
Arizona 3/31/2017
B
New Jersey 7/1/2003
B
Arkansas 10/28/2024
B
New York 7/1/2003
B
California 7/1/2003
B
North Carolina 7/1/2003
B
Delaware 3/27/2019
B
Ohio 7/1/2003
B
District of Columbia 7/1/2003
B
Oregon 11/7/2023
IA
District of Columbia 9/21/2010
B
Pennsylvania 7/1/2003
B
Florida 7/1/2003
B
Rhode Island 11/13/2024
IA
Florida 2/16/2023
B
South Carolina 7/1/2003
B
Georgia 3/19/2007
B
Tennessee 7/1/2003
B
Indiana 4/9/2024
B
Utah 4/9/2024
B
Maine 10/29/2020
B
Vermont 2/25/2004
B
Maryland 7/1/2003
B
Virginia 7/1/2003
B
Massachusetts 7/1/2003
IA
Virginia 1/25/2012
B
Missouri 11/1/2018
B
Washington 10/28/2024
B
Nevada 12/2/2013
B
West Virginia 10/28/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1650 TYSONS BLVD STE 500, MCLEAN, VA 22102
Fairfax, VA
Registered with this firm since 7/1/2003
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1650 TYSONS BLVD STE 500, MCLEAN, VA 22102
Fairfax, VA
Registered with this firm since 7/1/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/19/1994 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) WASHINGTON, DC
B
 08/25/1989 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 09/24/1987 - 08/25/1989 THOMSON MCKINNON SECURITIES INC. (CRD#:829) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.