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Detailed Report
PATRICIA FIORE DRPICH
TRISH DRPICH, PATRICIA ANNE FIORE
CRD#: 1724403
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2 PICKWICK PLZ
PBIG - GREENWICH
GREENWICH, CT 06830
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2007 - 2007 (<1 year)2 FIRMS2007 - Present (17 years)BMORGAN STANLEY DW INC. (CRD# 7556)2001 - 2007 (5 years)IAMORGAN STANLEY (CRD# 7556)2002 - 2007 (4 years)
License(s)

State Registrations

B
Arizona 11/2/2007
B
Montana 10/17/2011
B
California 11/2/2007
B
Nevada 1/15/2009
B
Colorado 11/2/2007
B
New Hampshire 11/2/2007
B
Connecticut 11/2/2007
B
New Jersey 11/2/2007
IA
Connecticut 11/2/2007
B
New Mexico 11/2/2007
B
Delaware 3/5/2010
B
New York 11/2/2007
B
District of Columbia 11/2/2007
B
North Carolina 11/2/2007
B
Florida 11/2/2007
IA
North Carolina 9/20/2023
B
Georgia 11/2/2007
B
Ohio 3/5/2010
B
Hawaii 9/4/2013
B
Oregon 1/15/2019
B
Idaho 7/2/2018
B
Pennsylvania 11/2/2007
B
Illinois 11/2/2007
B
Rhode Island 3/5/2010
B
Indiana 9/16/2013
B
South Carolina 3/5/2010
B
Iowa 8/1/2024
B
Tennessee 9/4/2013
B
Kansas 8/1/2019
B
Texas 9/2/2009
B
Kentucky 4/1/2021
IA
Texas 9/10/2009
B
Louisiana 10/9/2019
B
Utah 3/5/2010
B
Maine 11/2/2007
B
Vermont 11/2/2007
B
Maryland 11/2/2007
B
Virginia 11/2/2007
B
Massachusetts 11/2/2007
B
Washington 11/2/2007
B
Michigan 1/15/2009
B
West Virginia 6/1/2020
B
Minnesota 11/2/2007
B
Wisconsin 9/4/2013
B
Missouri 3/5/2010
B
Wyoming 3/5/2010

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2 PICKWICK PLZ PBIG - GREENWICH, GREENWICH, CT 06830
8015 W KENTON CIR, HUNTERSVILLE, NC 28078
Registered with this firm since 11/2/2007
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2 PICKWICK PLZ PBIG - GREENWICH, GREENWICH, CT 06830
8015 W KENTON CIR, HUNTERSVILLE, NC 28078
Registered with this firm since 11/2/2007
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/02/2007 - 11/06/2007 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) GREENWICH, CT
B
 04/02/2007 - 11/06/2007 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) GREENWICH, CT
IA
 12/16/2002 - 04/02/2007 MORGAN STANLEY (CRD#:7556) GREENWICH, CT
B
 11/30/2001 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) GREENWICH, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.