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Detailed Report
Patrick J Franke
PAT FRANKE, PATRICK J FRANKE, PATRICK JOSEPH FRANKE
CRD#: 1722334
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 3520 INGERSOLL AVENUE
DES MOINES, IA 50312
Registration History
199019952000200520102015202020252 FIRMS1987 - 1997 (10 years)IAEDWARD JONES (CRD# 250)2006 - Present (18 years)BEDWARD JONES (CRD# 250)1997 - Present (27 years)
License(s)

State Registrations

B
Arizona 10/27/1997
B
Minnesota 10/28/1997
B
Arkansas 10/17/2000
B
Mississippi 3/10/2025
B
California 4/16/2009
B
Missouri 1/2/2009
B
Colorado 6/9/2004
B
Nebraska 7/19/2017
B
Florida 11/4/1997
B
New Mexico 3/30/2016
B
Georgia 6/8/2023
B
North Carolina 7/10/2024
B
Illinois 3/7/2024
B
South Dakota 5/13/2022
B
Indiana 7/10/2012
B
Tennessee 11/9/2016
B
Iowa 10/13/1997
B
Texas 8/30/2001
IA
Iowa 9/28/2006
IA
Texas 12/20/2018
B
Kansas 5/3/2023
B
Utah 9/27/2023
B
Louisiana 7/16/2012
B
Virginia 12/11/2020
B
Maryland 2/2/2016
B
Washington 1/23/2009
B
Michigan 10/27/2009
B
Wisconsin 3/21/2005

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
3520 INGERSOLL AVENUE, DES MOINES, IA 50312
Registered with this firm since 9/28/2006
B
EDWARD JONES (CRD#:250)
3520 INGERSOLL AVENUE, DES MOINES, IA 50312
Registered with this firm since 10/10/1997
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 09/24/1987 - 10/01/1997 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 09/24/1987 - 10/01/1997 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.