• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CAROLYN LAROCCO
CRD#: 1720792
IA
Investment Adviser
B
Previous Broker
LCP INSTITUTIONAL, LLCCRD#: 325133 THE ARTS CENTER TOWER
1270 WEST PEACHTREE STREET, SUITE 3
ATLANTA, GA 30309
Registration History
19952000200520102015202020252 FIRMS2021 - 2023 (2 years)2 FIRMS2013 - 2015 (2 years)IALCP INSTITUTIONAL, LLC (CRD# 325133)2023 - Present (1 year)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)1998 - 2013 (15 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)1997 - 1998 (<1 year)BSTERNE, AGEE & LEACH, INC. (CRD# 791)1993 - 1997 (3 years)BALEX. BROWN & SONS INCORPORATED (CRD# 20)1993 - 1993 (<1 year)IALAKEVIEW CAPITAL PARTNERS, LLC (CRD# 165931)2015 - 2021 (5 years)IAMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2001 - 2013 (12 years)
License(s)

State Registrations

IA
Georgia 4/6/2023

Current Registration(s)
IA
LCP INSTITUTIONAL, LLC (CRD#:325133)
THE ARTS CENTER TOWER 1270 WEST PEACHTREE STREET, SUITE 3, ATLANTA, GA 30309
Registered with this firm since 4/6/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/10/2021 - 05/04/2023 CARDEA CAPITAL ADVISORS, LLC (CRD#:307600) ATLANTA, GA
IA
05/10/2021 - 05/03/2023 CARDEA CAPITAL GROUP, INC. (CRD#:311932) ATLANTA, GA
IA
12/18/2015 - 09/01/2021 LAKEVIEW CAPITAL PARTNERS, LLC (CRD#:165931) ATLANTA, GA
IA
02/13/2013 - 09/11/2015 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ATLANTA, GA
B
02/13/2013 - 09/11/2015 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ATLANTA, GA
IA
01/01/2001 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) ATLANTA, GA
B
01/28/1998 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) ATLANTA, GA
B
04/03/1997 - 01/09/1998 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
B
10/18/1993 - 03/26/1997 STERNE, AGEE & LEACH, INC. (CRD#:791) BIRMINGHAM, AL
B
04/12/1993 - 09/30/1993 ALEX. BROWN & SONS INCORPORATED (CRD#:20)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.