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SUSAN MARIE WOLFF
SUSAN M BLASIUS, SUSAN MARIE BLASIUS
CRD#: 1720583
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 Philadelphia, PA
Registration History
1995200020052010201520202025IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2002 - Present (22 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1995 - Present (30 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1993 - 1995 (1 year)
License(s)

State Registrations

B
Connecticut 1/28/1995

IA
New Hampshire 11/18/2022

IA
Connecticut 8/12/2002

B
Pennsylvania 3/13/2020

B
Massachusetts 1/28/1995

IA
Pennsylvania 11/8/2024

B
New Hampshire 3/13/2020

B
South Carolina 3/13/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Philadelphia, PA
MELLON BANK CTR. 1735 MARKET STREET, 44th Floor, PHILADELPHIA, PA 19103
Registered with this firm since 8/12/2002

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Philadelphia, PA
MELLON BANK CTR. 1735 MARKET STREET, 44th Floor, PHILADELPHIA, PA 19103
Registered with this firm since 1/28/1995

Previous Registration(s)
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B
11/26/1993 - 01/28/1995 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.