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Gray von Adelung
Gray vonAdelung
CRD#: 1719033
IA
Investment Adviser
B
Broker
VON ADELUNG WEALTH MANAGEMENTCRD#: 134849 1100 EAST BROADWAY
SUITE 305
GLENDALE, CA 91205
WESTERN INTERNATIONAL SECURITIES, INC.CRD#: 39262 2550 Honolulu Ave.
Ste. 209
Montrose, CA 91020
Registration History
199019952000200520102015202020252 FIRMS2006 - 2006 (<1 year)IAVON ADELUNG WEALTH MANAGEMENT (CRD# 134849)2005 - Present (19 years)BWESTERN INTERNATIONAL SECURITI... (CRD# 39262)2017 - Present (7 years)BFINANCIAL WEST GROUP (CRD# 16668)2006 - 2017 (10 years)BFINANCIAL WEST GROUP (CRD# 16668)1997 - 2006 (8 years)BFESHBACH BROTHERS INVESTOR SER... (CRD# 13115)1995 - 1997 (1 year)BYAEGER CAPITAL MARKETS, INC. (CRD# 29203)1994 - 1995 (1 year)BYAEGER SECURITIES, INC. (CRD# 10118)1989 - 1994 (5 years)BTOLUCA PACIFIC SECURITIES CORP. (CRD# 13875)1987 - 1989 (1 year)IAHOLLANDER ASSET STRATEGIES (CRD# 134732)2000 - 2006 (6 years)
Disclosure(s)
View By:
7/20/2003
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 8/21/2017

B
Nevada 8/21/2017

B
Arizona 8/21/2017

B
Ohio 8/21/2017

B
Arkansas 8/21/2017

IA
Ohio 4/5/2024

IA
California 6/21/2005

IA
Oregon 1/3/2013

B
California 8/21/2017

IA
Tennessee 8/22/2008

IA
Florida 9/29/2016

B
Tennessee 8/21/2017

B
Florida 8/21/2017

B
Virginia 8/21/2017

B
Illinois 8/21/2017

B
Washington 10/30/2024

B
Massachusetts 8/21/2017

B
Wisconsin 8/21/2017

B
Minnesota 8/21/2017

IA
Wisconsin 4/15/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VON ADELUNG WEALTH MANAGEMENT (CRD#:134849)
1100 EAST BROADWAY SUITE 305, GLENDALE, CA 91205
Registered with this firm since 6/21/2005

B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
2550 Honolulu Ave. Ste. 209, Montrose, CA 91020
Registered with this firm since 8/21/2017

Previous Registration(s)
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B
10/10/2006 - 08/21/2017 FINANCIAL WEST GROUP (CRD#:16668)
FINRA expelled the firm on 02/13/2020
GLENDALE, CA
IA
05/03/2006 - 10/13/2006 PARTNERVEST ADVISORY SERVICES LLC (CRD#:113621) GLENDALE, CA
IA
04/02/2000 - 10/13/2006 HOLLANDER ASSET STRATEGIES (CRD#:134732) CALABASAS, CA
B
05/03/2006 - 10/13/2006 PARTNERVEST SECURITIES, INC. (CRD#:104134) GLENDALE, CA
B
05/12/1997 - 04/28/2006 FINANCIAL WEST GROUP (CRD#:16668)
FINRA expelled the firm on 02/13/2020
GLENDALE, CA
B
06/21/1995 - 05/23/1997 FESHBACH BROTHERS INVESTOR SERVICES INC. (CRD#:13115) CLEARWATER, FL
B
06/02/1994 - 06/23/1995 YAEGER CAPITAL MARKETS, INC. (CRD#:29203) NEWPORT BEACH, CA
B
05/10/1989 - 05/27/1994 YAEGER SECURITIES, INC. (CRD#:10118)
B
09/22/1987 - 05/09/1989 TOLUCA PACIFIC SECURITIES CORP. (CRD#:13875)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.