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Detailed Report
NESTOR ANDREW TURCZAN
CRD#: 1718406
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 140 S LAKE AVE
STE 255
PASADENA, CA 91101
Registration History
199019952000200520102015202020252 FIRMS1994 - 2003 (8 years)2 FIRMS2003 - 2018 (15 years)2 FIRMS2018 - Present (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1987 - 1994 (6 years)
License(s)

State Registrations

B
Arizona 8/16/2018
B
New Mexico 6/19/2020
B
California 8/16/2018
B
New York 8/16/2018
IA
California 8/16/2018
B
North Carolina 8/16/2018
B
Georgia 8/16/2018
B
Oklahoma 9/27/2021
B
Idaho 6/22/2022
B
Pennsylvania 7/28/2021
B
Illinois 8/16/2018
B
Tennessee 6/11/2019
B
Indiana 8/16/2018
B
Texas 1/28/2020
B
Kansas 8/16/2018
IA
Texas 1/29/2020
B
Minnesota 8/16/2018
B
Utah 8/16/2018
B
Montana 7/15/2022
B
Washington 8/16/2018
B
New Jersey 8/16/2018
B
Wyoming 12/16/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
140 S LAKE AVE STE 255, PASADENA, CA 91101
Registered with this firm since 8/16/2018
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
140 S LAKE AVE STE 255, PASADENA, CA 91101
Registered with this firm since 8/16/2018
Previous Registration(s)
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IA
 07/01/2003 - 08/16/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PASADENA, CA
B
 07/01/2003 - 08/16/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PASADENA, CA
IA
 08/12/1994 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) PASADENA, CA
B
 08/12/1994 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 09/25/1987 - 08/25/1994 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.