Individual Firm
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PATRICK STEPHEN MATTINGLY
CRD#: 1717268
IA
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WELLS FARGO ADVISORSCRD#: 19616 2050 CORPORATE CENTRE DR STE 120
MYRTLE BEACH, SC 29577
MYRTLE BEACH, SC 29577
0
Disclosures
25
Years of Experience
View By:
State Registrations
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Alabama 8/22/2023
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New Jersey 12/6/2019
B
Arizona 7/28/2025
B
New York 12/6/2019
B
Colorado 12/6/2019
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North Carolina 12/6/2019
B
District of Columbia 12/6/2019
B
Ohio 12/6/2019
B
Florida 12/6/2019
B
Pennsylvania 12/6/2019
B
Georgia 1/21/2021
B
South Carolina 12/6/2019
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Indiana 6/28/2021
IA
South Carolina 12/6/2019
B
Maine 12/6/2019
B
Texas 6/4/2025
B
Maryland 12/6/2019
IA
Texas 6/5/2025
B
Massachusetts 12/6/2019
B
Utah 2/24/2023
B
Minnesota 11/14/2024
B
Virginia 3/30/2023
B
New Hampshire 12/6/2019
B
Washington 9/13/2022
SRO Registrations
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IA
Registered with this firm since 12/6/2019
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Registered with this firm since 12/6/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/15/2000 - 12/09/2019 | MYRTLE BEACH, SC | |
B | 05/12/2000 - 12/09/2019 | MYRTLE BEACH, SC |
MYRTLE BEACH, SC
08/15/2000 - 12/09/2019
MYRTLE BEACH, SC
05/12/2000 - 12/09/2019
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.