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Gregg S Lentz
GREGG SCOTT LENTZ
CRD#: 1716699
IA
Investment Adviser
B
Broker
ARKADIOS WEALTH ADVISORSCRD#: 288863 720 Dandelion Ln
Mequon, WI 53092
ARKADIOS CAPITALCRD#: 282710 Mequon, WI
Registration History
199019952000200520102015202020252 FIRMS2008 - 2013 (5 years)2 FIRMS2013 - 2016 (3 years)2 FIRMS2016 - 2018 (2 years)2 FIRMS2018 - Present (6 years)BPRUCO SECURITIES, LLC. (CRD# 5685)1987 - 2008 (20 years)
Disclosure(s)
View By:
9/9/2019
Customer Dispute
Settled
8/31/2012
Customer Dispute
Settled
2/29/2008
Employment Separation After Allegations
2/17/2005
Customer Dispute
Denied
7/22/2002
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 5/25/2018

B
North Carolina 5/15/2020

B
Arkansas 5/25/2018

B
Ohio 7/30/2018

B
California 11/24/2020

B
South Carolina 6/11/2021

B
Colorado 6/4/2018

B
Texas 5/25/2018

B
Connecticut 9/17/2020

B
Virginia 11/25/2020

B
Florida 5/25/2018

B
Washington 9/17/2020

B
Georgia 5/29/2018

B
Wisconsin 5/25/2018

B
Illinois 5/25/2018

IA
Wisconsin 5/25/2018

B
Minnesota 6/3/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ARKADIOS WEALTH ADVISORS (CRD#:288863)
720 Dandelion Ln, Mequon, WI 53092
Registered with this firm since 5/25/2018

B
ARKADIOS CAPITAL (CRD#:282710)
Mequon, WI
Registered with this firm since 5/25/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/11/2016 - 05/29/2018 TRIAD ADVISORS, LLC (CRD#:25803) Waukesha, WI
B
01/08/2016 - 05/29/2018 TRIAD ADVISORS LLC (CRD#:25803) Waukesha, WI
IA
01/23/2013 - 02/02/2016 INVESTORS CAPITAL ADVISORY (CRD#:30613) WAUKESHA, WI
B
01/23/2013 - 02/02/2016 INVESTORS CAPITAL CORP. (CRD#:30613) WAUKESHA, WI
IA
03/05/2008 - 02/15/2013 QUESTAR ASSET MANAGEMENT, INC. (CRD#:133358) MINNEAPOLIS, MN
B
02/29/2008 - 02/15/2013 QUESTAR CAPITAL CORPORATION (CRD#:43100) WAUKESHA, WI
B
08/12/1987 - 03/17/2008 PRUCO SECURITIES, LLC. (CRD#:5685) WAUWATOSA, WI
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.