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WILLIAM HENRY VANPELT IV
WILLIAM HENRY VAN PELT IV, BILL VANPELT IV
CRD#: 1716622
IA
Investment Adviser
B
Broker
THE BALDWIN GROUP WEALTH ADVISORS, LLCCRD#: 312284 5151 San Felipe Street
Suite 2400
Houston, TX 77056
MID-CONTINENT SECURITIES, LTD.CRD#: 120448 1218 WEBSTER STREET
HOUSTON, TX 77002
Registration History
19901995200020052010201520202025IATHE BALDWIN GROUP WEALTH ADVIS... (CRD# 312284)2024 - Present (<1 year)BMID-CONTINENT SECURITIES, LTD. (CRD# 120448)2002 - Present (22 years)BFIRST HEARTLAND CAPITAL, INC. (CRD# 32460)2016 - 2016 (<1 year)BAMERICAN GENERAL SECURITIES IN... (CRD# 13626)1996 - 2000 (4 years)BAMERICAN GENERAL SECURITIES IN... (CRD# 13626)1995 - 1995 (<1 year)BADVANTAGE CAPITAL CORPORATION (CRD# 146)1993 - 1994 (1 year)BPORTFOLIO ASSET MGT/USA FINANC... (CRD# 13741)1992 - 1993 (1 year)BCAPITAL ANALYSTS, INCORPORATED (CRD# 5478)1987 - 1992 (4 years)IABKS RETIREMENT SERVICES (CRD# 304266)2021 - 2024 (3 years)IAEMERGENT CAPITAL ADVISORS, LLC (CRD# 156112)2020 - 2022 (1 year)
License(s)

State Registrations

B
Alabama 7/13/2011

B
New York 2/7/2011

B
Arizona 3/24/2011

B
Ohio 3/25/2011

B
Colorado 1/28/2011

B
Pennsylvania 3/25/2011

B
Connecticut 2/26/2010

B
South Carolina 8/23/2019

B
Florida 4/23/2008

B
South Dakota 2/3/2011

B
Illinois 3/22/2011

B
Texas 8/13/2002

B
Louisiana 2/8/2011

IA
Texas 10/9/2024

B
Massachusetts 1/31/2011

B
Utah 2/14/2011

B
Nevada 8/22/2019

B
Virginia 1/1/2011

B
New Jersey 4/1/2011

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THE BALDWIN GROUP WEALTH ADVISORS, LLC (CRD#:312284)
5151 San Felipe Street Suite 2400, Houston, TX 77056
Registered with this firm since 10/9/2024

B
MID-CONTINENT SECURITIES, LTD. (CRD#:120448)
1218 WEBSTER STREET, HOUSTON, TX 77002
222 South Church Street, Suite 407, Charlotte, NC 28202
Registered with this firm since 9/12/2002

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/01/2021 - 10/04/2024 BKS RETIREMENT SERVICES (CRD#:304266) Houston, TX
IA
10/14/2020 - 03/07/2022 EMERGENT CAPITAL ADVISORS, LLC (CRD#:156112) Houston, TX
B
02/03/2016 - 10/31/2016 FIRST HEARTLAND CAPITAL, INC. (CRD#:32460) LAKE ST. LOUIS, MO
B
01/05/1996 - 04/14/2000 AMERICAN GENERAL SECURITIES INCORPORATED (CRD#:13626) PHOENIX, AZ
B
02/22/1995 - 12/31/1995 AMERICAN GENERAL SECURITIES INCORPORATED (CRD#:13626) PHOENIX, AZ
B
09/02/1993 - 12/31/1994 ADVANTAGE CAPITAL CORPORATION (CRD#:146) ATLANTA, GA
B
02/27/1992 - 11/01/1993 PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC. (CRD#:13741) EL PASO, TX
B
11/25/1987 - 01/30/1992 CAPITAL ANALYSTS, INCORPORATED (CRD#:5478) CINCINNATI, OH
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Broker
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Disclosures
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