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DAVID ALAN STUTSMAN
DAVID A STUTSMAN
CRD#: 1716603
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 300 CRESCENT CT
PBIG - DALLAS PRIVATE WEALTH
DALLAS, TX 75201
Registration History
19901995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1988 - Present (36 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1987 - Present (37 years)
License(s)

State Registrations

B
Alabama 7/6/2021

B
Missouri 6/18/2010

B
Arizona 6/18/2010

B
Nevada 6/18/2010

B
Arkansas 6/18/2010

B
New Hampshire 10/6/2020

B
California 6/18/2010

B
New Jersey 6/18/2010

B
Colorado 6/18/2010

B
New Mexico 6/18/2010

B
Connecticut 6/18/2010

B
New York 10/4/2006

B
Delaware 9/1/2023

B
North Carolina 6/18/2010

B
District of Columbia 6/18/2010

B
Ohio 6/21/2010

B
Florida 6/18/2010

B
Oklahoma 6/18/2010

B
Georgia 6/18/2010

IA
Oklahoma 2/15/2024

B
Hawaii 6/18/2010

B
Oregon 1/23/2020

B
Idaho 8/9/2021

B
Pennsylvania 6/18/2010

B
Illinois 6/18/2010

B
Rhode Island 6/18/2010

B
Indiana 6/18/2010

B
South Carolina 10/4/2006

B
Iowa 12/16/2024

B
Tennessee 2/14/2020

B
Kansas 4/15/2018

B
Texas 12/2/1988

B
Kentucky 6/18/2010

IA
Texas 12/2/1988

B
Louisiana 6/18/2010

B
Utah 7/8/2021

B
Maryland 6/18/2010

B
Virgin Islands 7/27/2018

B
Massachusetts 4/18/2017

B
Virginia 6/18/2010

B
Michigan 6/18/2010

B
Washington 6/18/2010

B
Minnesota 12/16/2024

B
Wisconsin 12/16/2024

B
Mississippi 6/18/2010

B
Wyoming 6/18/2010

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
300 CRESCENT CT PBIG - DALLAS PRIVATE WEALTH, DALLAS, TX 75201
Morris, OK
Registered with this firm since 12/2/1988

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
300 CRESCENT CT PBIG - DALLAS PRIVATE WEALTH, DALLAS, TX 75201
Morris, OK
Registered with this firm since 12/22/1987

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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.