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JAMES EDMOND STILWELL
JIM STILWELL
CRD#: 1716383
IA
B
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 311 N Market St
Benton, AR 72015
Benton, AR 72015
0
Disclosures
37
Years of Experience
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State Registrations
B
Arkansas 1/10/2020
IA
Arkansas 1/10/2020
SRO Registrations
B
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IA
Registered with this firm since 1/10/2020
B
Registered with this firm since 1/10/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/01/2008 - 12/31/2019 | BENTON, AR | |
B | 09/30/1987 - 12/31/2019 | BENTON, AR | |
IA | 02/02/2007 - 08/01/2008 | BENTON, AR |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.