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JAMES DAVID BLAUW
CRD#: 1715699
IA
Investment Adviser
B
Broker
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 227 WEST MONROE STREET
CHICAGO, IL 60606
Registration History
199019952000200520102015202020252 FIRMS2008 - Present (16 years)BWILLIAM BLAIR & COMPANY L.L.C. (CRD# 1252)1993 - 2008 (15 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1999 - 1999 (<1 year)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1989 - 1993 (3 years)BCS FIRST BOSTON CORPORATION (CRD# 816)1987 - 1989 (1 year)IAWILLIAM BLAIR & COMPANY L.L.C. (CRD# 1252)2006 - 2008 (2 years)
License(s)

State Registrations

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Arizona 5/1/2008

B
Missouri 1/10/2022

B
Arkansas 1/10/2022

B
Nevada 5/1/2008

B
California 1/10/2022

B
New Hampshire 1/10/2022

B
Colorado 1/10/2022

B
New Jersey 1/8/2025

B
Connecticut 1/10/2022

B
New Mexico 5/1/2008

B
District of Columbia 7/28/2022

B
New York 5/1/2008

B
Florida 5/1/2008

B
North Carolina 5/1/2008

IA
Florida 8/21/2018

B
Ohio 5/1/2008

B
Idaho 1/10/2022

B
Oklahoma 12/1/2015

B
Illinois 5/1/2008

B
Pennsylvania 7/20/2022

IA
Illinois 5/1/2008

B
South Carolina 1/10/2022

B
Indiana 3/24/2015

B
Tennessee 12/15/2021

B
Maine 4/11/2022

B
Texas 3/3/2014

B
Maryland 6/15/2022

IA
Texas 4/11/2017

B
Massachusetts 5/1/2008

B
Washington 6/17/2021

B
Michigan 5/1/2008

B
Wisconsin 7/6/2020

B
Minnesota 7/20/2022

B
Wyoming 12/13/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
227 WEST MONROE STREET, CHICAGO, IL 60606
Registered with this firm since 5/1/2008

B
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
227 WEST MONROE STREET, CHICAGO, IL 60606
Registered with this firm since 5/1/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/27/2006 - 05/02/2008 WILLIAM BLAIR & COMPANY L.L.C. (CRD#:1252) CHICAGO, IL
B
03/17/1993 - 05/02/2008 WILLIAM BLAIR & COMPANY L.L.C. (CRD#:1252) CHICAGO, IL
B
11/17/1999 - 12/08/1999 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
08/09/1989 - 03/23/1993 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
B
11/25/1987 - 08/16/1989 CS FIRST BOSTON CORPORATION (CRD#:816) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.