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Detailed Report
PAUL DAVID BRIODY
PAUL D BRIODY
CRD#: 1715024
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 92 ZEPHYR RD
[SATELLITE]
WILLISTON, VT 05495
Registration History
199019952000200520102015202020252 FIRMS2008 - 2019 (11 years)2 FIRMS2019 - Present (5 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1990 - 2008 (17 years)BTHE PRUDENTIAL INSURANCE COMPA... (CRD# 680)1987 - 1990 (2 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2005 - 2008 (2 years)
License(s)

State Registrations

B
Arizona 9/6/2019
B
New Hampshire 9/9/2019
B
Arkansas 7/4/2025
B
New Jersey 9/6/2019
B
California 9/6/2019
B
New Mexico 9/6/2019
B
Colorado 9/6/2019
B
New York 9/6/2019
B
Connecticut 9/6/2019
B
North Carolina 9/6/2019
B
District of Columbia 9/6/2019
B
North Dakota 5/13/2025
B
Florida 9/6/2019
B
Ohio 9/6/2019
IA
Florida 9/16/2024
B
Oregon 9/6/2019
B
Georgia 9/6/2019
B
Pennsylvania 9/6/2019
B
Idaho 4/16/2020
B
Rhode Island 9/6/2019
B
Louisiana 10/8/2020
B
South Carolina 9/6/2019
B
Maine 9/6/2019
B
Texas 9/6/2019
B
Maryland 9/6/2019
IA
Texas 9/6/2019
B
Massachusetts 9/6/2019
B
Utah 9/6/2019
B
Michigan 9/6/2019
B
Vermont 9/6/2019
B
Minnesota 9/6/2019
IA
Vermont 9/6/2019
B
Missouri 9/6/2019
B
Virginia 9/6/2019
B
Montana 1/19/2022
B
Washington 9/6/2019
B
Nebraska 9/6/2019
B
Wisconsin 8/19/2020
B
Nevada 2/23/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
92 ZEPHYR RD [SATELLITE], WILLISTON, VT 05495
SANIBEL, FL
Registered with this firm since 9/6/2019
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
92 ZEPHYR RD [SATELLITE], WILLISTON, VT 05495
SANIBEL, FL
Registered with this firm since 9/6/2019
Previous Registration(s)
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IA
 01/01/2008 - 09/06/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BURLINGTON, VT
B
 01/01/2008 - 09/06/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BURLINGTON, VT
B
 06/21/1990 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) BURLINGTON, VT
IA
 09/19/2005 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) BURLINGTON, VT
B
 11/20/1987 - 07/19/1990 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.