• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MICHAEL DOUGLAS GLEASON
MIKE GLEASON
CRD#: 1714845
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 3522 PAESANOS PARKWAY
SUITE 100
SAN ANTONIO, TX 78231
Registration History
199019952000200520102015202020252 FIRMS1989 - 1989 (<1 year)2 FIRMS1997 - 1998 (1 year)2 FIRMS2001 - 2009 (8 years)2 FIRMS2009 - 2016 (7 years)3 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - 2018 (1 year)2 FIRMS2018 - Present (6 years)BUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)1999 - 2001 (2 years)BUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)1990 - 1997 (6 years)BINVESTMENT BROKERS OF AMERICA (CRD# 14607)1988 - 1989 (<1 year)
Disclosure(s)
View By:
5/4/2023
Judgment / Lien
License(s)

State Registrations

B
Florida 4/16/2021

IA
Texas 11/2/2018

B
Georgia 8/30/2019

B
Virginia 9/27/2019

B
Texas 11/2/2018

IA
Virginia 9/27/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
3522 PAESANOS PARKWAY SUITE 100, SAN ANTONIO, TX 78231
Registered with this firm since 11/2/2018

B
OSAIC WEALTH, INC. (CRD#:23131)
3522 PAESANOS PARKWAY SUITE 100, SAN ANTONIO, TX 78231
Registered with this firm since 11/2/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/18/2017 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) SAN ANTONIO, TX
B
08/18/2017 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) SAN ANTONIO, TX
IA
05/12/2016 - 09/11/2017 BOK FINANCIAL ADVISORS (CRD#:17530) SAN ANTONIO, TX
B
03/02/2016 - 09/11/2017 BOK FINANCIAL SECURITIES, INC. (CRD#:17530) SAN ANTONIO, TX
IA
04/20/2016 - 08/21/2017 THE MILESTONE GROUP, INC. (CRD#:106733) SAN ANTONIO, TX
IA
04/16/2009 - 08/18/2016 WEAVER WEALTH MANAGEMENT (CRD#:115150) SAN ANTONIO, TX
B
04/16/2009 - 08/18/2016 WEAVER TIDWELL CAPITAL, LLC (CRD#:145871) SAN ANTONIO, TX
IA
05/11/2001 - 05/01/2009 1ST GLOBAL ADVISORS INC (CRD#:111133) SAN ANTONIO, TX
B
03/07/2001 - 05/01/2009 1ST GLOBAL CAPITAL CORP. (CRD#:30349) SAN ANTONIO, TX
B
01/25/1999 - 03/07/2001 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
06/12/1997 - 12/14/1998 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
06/12/1997 - 12/14/1998 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
06/05/1990 - 05/23/1997 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
05/31/1989 - 12/13/1989 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468) BOSTON, MA
B
05/31/1989 - 12/13/1989 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
B
07/19/1988 - 02/15/1989 INVESTMENT BROKERS OF AMERICA (CRD#:14607)
FINRA expelled the firm on 10/03/1989
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.