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Detailed Report
JOSETTE LEE GREECHAN
CRD#: 1714280
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 263 TRESSER BLVD
SUITE 500
STAMFORD, CT 06901
Registration History
199019952000200520102015202020252 FIRMS2016 - Present (8 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1987 - 2016 (29 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - 2016 (20 years)
Disclosure(s)
View By:
1/30/2017
Regulatory
Final
11/8/2016
Employment Separation After Allegations
9/29/2016
Customer Dispute
Denied
License(s)

State Registrations

B
California 1/26/2017
B
New Jersey 12/9/2016
B
Colorado 2/24/2021
B
New York 12/9/2016
B
Connecticut 12/9/2016
B
North Carolina 5/4/2017
IA
Connecticut 12/9/2016
B
Ohio 3/25/2022
B
Delaware 3/23/2022
B
Pennsylvania 12/9/2016
B
District of Columbia 3/10/2022
B
South Carolina 9/23/2021
B
Florida 5/18/2021
IA
Texas 12/9/2016
B
Georgia 12/9/2016
B
Texas 1/27/2017
B
Maine 4/26/2022
B
Virginia 12/9/2016
B
Maryland 12/1/2020
B
Washington 12/9/2016
B
Nevada 4/13/2022
B
Wyoming 4/19/2022
B
New Hampshire 5/4/2022

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
263 TRESSER BLVD SUITE 500, STAMFORD, CT 06901
ARMONK, NY
Registered with this firm since 12/9/2016
B
OPPENHEIMER & CO. INC. (CRD#:249)
263 TRESSER BLVD SUITE 500, STAMFORD, CT 06901
ARMONK, NY
Registered with this firm since 12/9/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/28/1996 - 12/06/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WHITE PLAINS, NY
B
 09/22/1987 - 12/06/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WHITE PLAINS, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.