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Brian L. Peterson
BRIAN LEE PETERSON
CRD#: 1713545
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1808 W Intl Speedway Blvd, Ste901
Daytona Beach, FL 32114
Registration History
199019952000200520102015202020252 FIRMS2006 - 2010 (3 years)2 FIRMS2010 - 2013 (2 years)2 FIRMS2018 - 2018 (<1 year)2 FIRMS2019 - Present (5 years)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2013 - 2016 (3 years)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2002 - 2006 (4 years)BFIRST UNION SECURITIES, INC. (CRD# 19616)2000 - 2001 (<1 year)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1999 - 2000 (1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1998 - 1999 (<1 year)BISFA CORPORATION (CRD# 12984)1987 - 1987 (<1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2014 - 2016 (2 years)IACETERA INVESTMENT SERVICES LLC (CRD# 15340)2013 - 2014 (<1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2004 - 2006 (2 years)
License(s)

State Registrations

B
California 7/31/2019

IA
Florida 8/30/2019

B
Florida 7/31/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1808 W Intl Speedway Blvd, Ste901, Daytona Beach, FL 32114
Registered with this firm since 8/30/2019

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1808 W Intl Speedway Blvd, Ste901, Daytona Beach, FL 32114
Registered with this firm since 7/31/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/24/2018 - 12/31/2018 GRADIENT WEALTH MANAGEMENT (CRD#:127701) Port Orange, FL
B
06/12/2018 - 12/31/2018 GRADIENT SECURITIES, LLC (CRD#:127701) Port Orange, FL
IA
02/07/2014 - 07/06/2016 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) PORT ORANGE, FL
B
02/19/2013 - 07/06/2016 CETERA INVESTMENT SERVICES LLC (CRD#:15340) PORT ORANGE, FL
IA
02/19/2013 - 01/30/2014 CETERA INVESTMENT SERVICES LLC (CRD#:15340) PORT ORANGE, FL
IA
06/21/2010 - 01/02/2013 PNC INVESTMENTS (CRD#:129052) ORMOND BEACH, FL
B
06/11/2010 - 01/02/2013 PNC INVESTMENTS (CRD#:129052) ORMOND BEACH, FL
IA
11/22/2006 - 05/20/2010 NBC SECURITIES, INC. (CRD#:17870) ORMOND BEACH, FL
B
11/06/2006 - 05/20/2010 NBC SECURITIES, INC. (CRD#:17870) ORMOND BEACH, FL
IA
06/07/2004 - 11/06/2006 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) PORT ORANGE, FL
B
06/11/2002 - 11/06/2006 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) PORT ORANGE, FL
B
10/01/2000 - 04/03/2001 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
07/26/1999 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
08/10/1998 - 07/13/1999 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
10/09/1987 - 11/03/1987 ISFA CORPORATION (CRD#:12984)
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Broker
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Investment Adviser
Disclosures
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