Individual Firm
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BRUCE WOODMAN HARDY
CRD#: 1713101
IA
ASSET STRATEGY ADVISORS, LLCCRD#: 139879 24 SUPERIOR DRIVE
SUITE 101
NATICK, MA 01760-1535
SUITE 101
NATICK, MA 01760-1535
0
Disclosures
28
Years of Experience
View By:
State Registrations
IA
Massachusetts 8/31/2020
IA
Registered with this firm since 8/31/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/08/1996 - 10/07/2020 | HOLLISTON, MA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.