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Detailed Report
BENJAMIN ALLEN HECKART
BEN HECKART
CRD#: 1713069
IA
Investment Adviser
RIA ADVISORY GROUP, LLCCRD#: 152566 500 SW 7TH STREET
SUITE 204
DES MOINES, IA 50309
Registration History
20062008201020122014201620182020202220242026IARIA ADVISORY GROUP, LLC (CRD# 152566)2010 - Present (15 years)IACAMBRIDGE INVESTMENT RESEARCH ... (CRD# 134139)2008 - 2010 (1 year)IALPL FINANCIAL CORPORATION (CRD# 6413)2006 - 2008 (2 years)
License(s)

State Registrations

IA
Iowa 2/10/2010
IA
Texas 12/12/2024
Current Registration(s)
IA
RIA ADVISORY GROUP, LLC (CRD#:152566)
500 SW 7TH STREET SUITE 204, DES MOINES, IA 50309
Registered with this firm since 2/10/2010
Previous Registration(s)
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IA
 10/03/2008 - 04/23/2010 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) DANVILLE, IA
IA
 09/12/2006 - 10/06/2008 LPL FINANCIAL CORPORATION (CRD#:6413) DANVILLE, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.