• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ALEXANDER MICHAEL MANCINI
BOOMER MANCINI, MICHAEL MANCINI, MIKE MANCINI
CRD#: 1712679
IA
Investment Adviser
B
Previous Broker
WIN INVESTING LLCCRD#: 284356 SWARTHMORE, PA
Registration History
199019952000200520102015202020252 FIRMS2009 - 2016 (7 years)IAWIN INVESTING LLC (CRD# 284356)2016 - Present (8 years)BFERRIS, BAKER WATTS, LLC (CRD# 285)1997 - 2009 (11 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1995 - 1997 (2 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1990 - 1995 (4 years)BVALLEY NATIONAL INVESTMENTS, INC. (CRD# 16715)1989 - 1990 (1 year)BFIRST OF PHILADELPHIA INVESTME... (CRD# 16201)1988 - 1989 (1 year)IAFERRIS, BAKER WATTS, LLC (CRD# 285)2002 - 2009 (6 years)
License(s)

State Registrations

IA
Pennsylvania 9/6/2016

Current Registration(s)
IA
WIN INVESTING LLC (CRD#:284356)
SWARTHMORE, PA
Registered with this firm since 9/6/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/13/2009 - 09/13/2016 RBC CAPITAL MARKETS, LLC (CRD#:31194) CONSHOHOCKEN, PA
B
03/13/2009 - 09/13/2016 RBC CAPITAL MARKETS, LLC (CRD#:31194) CONSHOHOCKEN, PA
IA
11/22/2002 - 03/13/2009 FERRIS, BAKER WATTS, LLC (CRD#:285) WILMINGTON, DE
B
04/08/1997 - 03/13/2009 FERRIS, BAKER WATTS, LLC (CRD#:285) WILMINGTON, DE
B
04/25/1995 - 04/04/1997 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
B
08/16/1990 - 04/27/1995 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
02/22/1989 - 09/12/1990 VALLEY NATIONAL INVESTMENTS, INC. (CRD#:16715) BETHLEHEM, PA
B
01/01/1988 - 03/07/1989 FIRST OF PHILADELPHIA INVESTMENT GROUP, INC. (CRD#:16201)
FINRA expelled the firm on 01/06/1995
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.