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JAMES JOHN DINAPOLI
CRD#: 1712651
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 160 E INTERLAKE BLVD
LAKE PLACID, FL 33852
Registration History
199019952000200520102015202020252 FIRMS2005 - 2008 (3 years)2 FIRMS2008 - 2019 (10 years)2 FIRMS2019 - 2024 (4 years)2 FIRMS2024 - Present (<1 year)BSUNAMERICA SECURITIES, INC. (CRD# 20068)2003 - 2005 (2 years)BWACHOVIA SECURITIES FINANCIAL ... (CRD# 11025)1995 - 2002 (7 years)BJW CHARLES SECURITIES,INC. (CRD# 33832)1994 - 1995 (1 year)BJW CHARLES SECURITIES, INC. (CRD# 6631)1993 - 1994 (<1 year)BJOSEPHTHAL LYON & ROSS INCORPO... (CRD# 3227)1989 - 1993 (3 years)BJ F LOWE & COMPANY INCORPORATED (CRD# 11830)1988 - 1989 (1 year)BGREENTREE SECURITIES CORP. (CRD# 7372)1987 - 1988 (1 year)IASUNAMERICA SECURITIES, INC. (CRD# 20068)2004 - 2005 (1 year)
License(s)

State Registrations

B
Colorado 6/14/2024

B
Georgia 6/14/2024

B
Connecticut 6/14/2024

B
Kentucky 6/14/2024

B
Florida 6/14/2024

B
New York 6/14/2024

IA
Florida 6/14/2024

B
Virginia 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
160 E INTERLAKE BLVD, LAKE PLACID, FL 33852
Registered with this firm since 6/14/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
160 E INTERLAKE BLVD, LAKE PLACID, FL 33852
Registered with this firm since 6/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/12/2019 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) LAKE PLACID, FL
B
07/09/2019 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) LAKE PLACID, FL
IA
12/23/2008 - 07/10/2019 CADARET GRANT & CO INC (CRD#:10641) LAKE PLACID, FL
B
12/16/2008 - 07/10/2019 CADARET, GRANT & CO., INC. (CRD#:10641) LAKE PLACID, FL
IA
10/31/2005 - 12/19/2008 AIG FINANCIAL ADVISORS, INC. (CRD#:133763) LAKE PLACID, FL
B
10/31/2005 - 12/19/2008 AIG FINANCIAL ADVISORS, INC. (CRD#:133763) LAKE PLACID, FL
IA
04/14/2004 - 10/31/2005 SUNAMERICA SECURITIES, INC. (CRD#:20068) LAKE PLACID, FL
B
01/09/2003 - 10/31/2005 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
B
04/28/1995 - 12/31/2002 WACHOVIA SECURITIES FINANCIAL NETWORK, INC. (CRD#:11025) ST. LOUIS, MO
B
01/03/1994 - 04/28/1995 JW CHARLES SECURITIES,INC. (CRD#:33832) BOCA RATON, FL
B
05/27/1993 - 01/03/1994 JW CHARLES SECURITIES, INC. (CRD#:6631) BOCA RATON, FL
B
12/18/1989 - 06/18/1993 JOSEPHTHAL LYON & ROSS INCORPORATED (CRD#:3227) NEW YORK, NY
B
12/12/1988 - 12/21/1989 J F LOWE & COMPANY INCORPORATED (CRD#:11830)
B
09/22/1987 - 12/03/1988 GREENTREE SECURITIES CORP. (CRD#:7372)
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B
Broker
IA
Investment Adviser
Disclosures
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