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Detailed Report
JOHN VINCENT STILLEY
CRD#: 1711253
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 MURRELLS INLET, SC
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2010 - 2011 (1 year)2 FIRMS2011 - Present (13 years)BTD AMERITRADE, INC. (CRD# 7870)2020 - 2023 (3 years)BNEWPORT GROUP SECURITIES, INC. (CRD# 29722)2003 - 2008 (5 years)IATD AMERITRADE, INC. (CRD# 7870)2020 - 2022 (2 years)IANEWPORT GROUP SECURITIES, INC. (CRD# 29722)2002 - 2008 (5 years)IATHE NEWPORT GROUP OF NORTH CAR... (CRD# 116534)2004 - 2006 (2 years)IATHE NEWPORT GROUP OF NORTH CAR... (CRD# 116534)2001 - 2003 (1 year)
License(s)

State Registrations

B
Alabama 1/2/2019
IA
North Carolina 11/23/2011
B
Florida 1/2/2019
B
North Carolina 11/28/2011
B
Georgia 1/2/2019
B
Ohio 1/2/2019
B
Indiana 1/2/2019
B
Pennsylvania 1/2/2019
B
Kentucky 1/2/2019
B
South Carolina 12/26/2014
B
Michigan 1/2/2019
IA
South Carolina 1/9/2015
B
Mississippi 1/2/2019
B
Tennessee 1/2/2019
B
New York 1/2/2019
B
West Virginia 1/2/2019

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
MURRELLS INLET, SC
Registered with this firm since 11/23/2011
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
MURRELLS INLET, SC
Registered with this firm since 11/23/2011
Previous Registration(s)
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B
 10/09/2020 - 12/31/2023 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
IA
 10/09/2020 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) Murrells Inlet, SC
IA
 03/23/2010 - 10/25/2011 MID ATLANTIC FINANCIAL MANAGEMENT, INC. (CRD#:109771) HUNTERSVILLE, NC
B
 04/14/2010 - 10/25/2011 MID ATLANTIC CAPITAL CORPORATION (CRD#:10674) PITTSBURGH, PA
IA
 10/30/2002 - 09/26/2008 NEWPORT GROUP SECURITIES, INC. (CRD#:29722) HEATHROW, FL
B
 08/28/2003 - 09/26/2008 NEWPORT GROUP SECURITIES, INC. (CRD#:29722) HEATHROW, FL
IA
 07/15/2004 - 08/16/2006 THE NEWPORT GROUP OF NORTH CAROLINA, INC. (CRD#:116534) CHARLOTTE, NC
IA
 12/31/2001 - 11/21/2003 THE NEWPORT GROUP OF NORTH CAROLINA, INC. (CRD#:116534) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.