Individual Firm
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JANICE CHIARENZA
JANICE DIETRICH
CRD#: 1711080
IA
B
KANEN WEALTH MANAGEMENT LLCCRD#: 282746 Nesconset, NY
0
Disclosures
29
Years of Experience
View By:
State Registrations
IA
New York 2/23/2025
IA
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/21/2015 - 02/05/2025 | Port Jefferson, NY | |
B | 02/10/2015 - 02/05/2025 | Port Jefferson, NY | |
B | 12/19/2012 - 01/05/2015 | HAUPPAUGE, NY | |
B | 04/20/2011 - 11/30/2012 | HAUPPAUGE, NY | |
B | 01/02/2009 - 03/21/2011 | SMITHTOWN, NY | |
B | 09/23/2005 - 01/05/2009 | SMITHTOWN, NY | |
B | 04/30/2004 - 09/23/2005 | BOCA RATON, FL | |
B | 09/14/1999 - 05/14/2004 | ST. LOUIS, MO | |
B | 05/17/1995 - 08/20/1999 | SYOSSET, NY |
BOCA RATON, FL
04/30/2004 - 09/23/2005
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.