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Detailed Report
Tommaso A Mellone
TOM MELLONE, TOMMASO ANTONIO MELLONE
CRD#: 1711020
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1068 MORRIS PARK AVENUE
BRONX, NY 10461
Registration History
19952000200520102015202020252 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2004 - 2012 (8 years)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2003 - 2004 (1 year)BHOLD BROTHERS ON-LINE INVESTME... (CRD# 36816)2001 - 2002 (<1 year)BWORLDCO, L.L.C. (CRD# 24673)2000 - 2000 (<1 year)BCITICORP INVESTMENT SERVICES (CRD# 23988)1999 - 1999 (<1 year)BL.C. WEGARD & CO., INC. (CRD# 3722)1994 - 1994 (<1 year)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2012 (7 years)
License(s)

State Registrations

B
Arizona 8/19/2014
B
Nevada 7/23/2019
B
California 10/1/2012
B
New Jersey 10/1/2012
B
Connecticut 10/1/2012
B
New York 10/1/2012
IA
Connecticut 10/1/2012
IA
New York 5/3/2021
B
Delaware 2/2/2018
B
North Carolina 10/1/2012
B
Florida 10/1/2012
B
Pennsylvania 10/1/2012
B
Georgia 10/1/2012
B
South Carolina 10/1/2012
B
Kentucky 10/14/2015
B
Texas 10/1/2012
B
Maryland 10/1/2012
IA
Texas 9/19/2013
B
Massachusetts 12/27/2018
B
Virginia 10/1/2012

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1068 MORRIS PARK AVENUE, BRONX, NY 10461
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1068 MORRIS PARK AVENUE, BRONX, NY 10461
Registered with this firm since 10/1/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/25/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BRONX, NY
B
 05/03/2004 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BRONX, NY
B
 04/24/2003 - 05/28/2004 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) LINCOLN, NE
B
 10/10/2001 - 07/02/2002 HOLD BROTHERS ON-LINE INVESTMENT SERVICES INC. (CRD#:36816)
FINRA expelled the firm on 11/26/2012
NEW YORK, NY
B
 06/19/2000 - 11/17/2000 WORLDCO, L.L.C. (CRD#:24673) NEW YORK, NY
B
 06/03/1999 - 12/22/1999 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
 06/22/1994 - 08/17/1994 L.C. WEGARD & CO., INC. (CRD#:3722) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.