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JOHN PETER GAGLIARDI SR
JOHN P GAGLIARDI, JOHN PETER GAGLIARDI
CRD#: 1709727
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 341 EAST MARKET ST.
LEESBURG, VA 20176
Registration History
199019952000200520102015202020252 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - 2008 (<1 year)2 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2014 (5 years)2 FIRMS2014 - 2021 (6 years)2 FIRMS2021 - Present (3 years)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2000 - 2005 (5 years)BCRESTAR SECURITIES CORPORATION (CRD# 17464)1999 - 2000 (1 year)BQUICK & REILLY, INC. (CRD# 11217)1993 - 1999 (5 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1989 - 1993 (4 years)IACITICORP INVESTMENT SERVICES (CRD# 23988)2005 - 2005 (<1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2002 - 2005 (3 years)
License(s)

State Registrations

B
Delaware 6/9/2021

B
South Carolina 6/9/2021

B
District of Columbia 6/9/2021

B
Tennessee 6/9/2021

B
Maryland 6/9/2021

B
Vermont 6/9/2021

B
Massachusetts 6/9/2021

B
Virginia 6/9/2021

B
New York 6/9/2021

IA
Virginia 6/9/2021

IA
New York 6/9/2021

B
Washington 6/9/2021

B
Pennsylvania 6/9/2021

B
West Virginia 6/9/2021

IA
Pennsylvania 6/22/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
341 EAST MARKET ST., LEESBURG, VA 20176
LEESBURG, VA
Registered with this firm since 6/9/2021

B
LPL FINANCIAL LLC (CRD#:6413)
341 EAST MARKET ST., LEESBURG, VA 20176
LEESBURG, VA
Registered with this firm since 6/9/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/08/2014 - 06/09/2021 M&T SECURITIES, INC. (CRD#:17358) EVERETT, PA
B
10/08/2014 - 06/09/2021 M&T SECURITIES, INC. (CRD#:17358) EVERETT, PA
IA
08/31/2009 - 09/29/2014 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) LAUREL, MD
B
08/31/2009 - 09/29/2014 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) LAUREL, MD
IA
06/16/2009 - 09/02/2009 MML INVESTORS SERVICES, INC. (CRD#:10409) BETHESDA, MD
B
06/10/2009 - 09/02/2009 MML INVESTORS SERVICES, INC. (CRD#:10409) BETHESDA, MD
IA
02/05/2008 - 02/09/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) WASHINGTON, DC
B
02/05/2008 - 02/09/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) WASHINGTON, DC
IA
05/29/2007 - 02/27/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WASHINGTON, DC
B
05/29/2007 - 02/27/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WASHINGTON, DC
IA
10/19/2005 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) WASHINGTON, DC
B
09/15/2005 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) WASHINGTON, DC
IA
09/15/2005 - 09/15/2005 CITICORP INVESTMENT SERVICES (CRD#:23988) WASHINGTON, DC
IA
06/26/2002 - 09/08/2005 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) VIENNA, VA
B
05/26/2000 - 09/08/2005 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
B
05/07/1999 - 05/26/2000 CRESTAR SECURITIES CORPORATION (CRD#:17464) RICHMOND, VA
B
08/02/1993 - 05/26/1999 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
04/18/1989 - 08/02/1993 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.