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STEVEN BENNY RESTIFO
STEVE RESTIFO, STEVEN BARRY RESTIFO
CRD#: 1708245
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 PHIPPS TOWER-3438 PEACHTREE RD NE
SUITE 950
ATLANTA, GA 30326
Registration History
199019952000200520102015202020252 FIRMS1988 - 1988 (<1 year)2 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - Present (15 years)BOPPENHEIMER & CO. INC. (CRD# 249)2003 - 2007 (4 years)BCIBC WORLD MARKETS CORP. (CRD# 630)2001 - 2003 (1 year)BUBS PAINEWEBBER INC. (CRD# 8174)1997 - 2001 (4 years)BBEAR, STEARNS & CO. INC. (CRD# 79)1993 - 1997 (4 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1990 - 1993 (2 years)BGRUNTAL & CO. INCORPORATED (CRD# 372)1990 - 1990 (<1 year)BJ. T. MORAN & CO., INC. (CRD# 15655)1989 - 1990 (<1 year)BGULFSTREAM FINANCIAL ASSOCIATE... (CRD# 19910)1989 - 1989 (<1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1988 - 1989 (<1 year)IAFAHNESTOCK ASSET MANAGEMENT (CRD# 249)2004 - 2007 (2 years)
Disclosure(s)
View By:
6/1/2016
Civil
Pending
License(s)

State Registrations

B
Alabama 3/13/2009

B
Montana 3/13/2009

B
Arizona 3/18/2024

B
Nevada 3/13/2009

B
California 3/13/2009

B
New Jersey 3/13/2009

B
Colorado 3/13/2009

B
New Mexico 6/29/2015

B
Connecticut 3/13/2009

B
New York 3/13/2009

B
Florida 3/20/2009

B
North Carolina 3/13/2009

B
Georgia 3/13/2009

B
Ohio 3/13/2009

IA
Georgia 3/17/2009

B
Oregon 8/26/2015

B
Illinois 3/13/2009

B
Pennsylvania 3/13/2009

B
Louisiana 3/13/2009

B
South Carolina 3/13/2009

B
Maine 6/13/2014

B
Tennessee 4/15/2009

B
Maryland 3/13/2009

B
Texas 3/13/2009

B
Massachusetts 3/13/2009

B
Utah 3/13/2009

B
Michigan 3/13/2009

B
Virginia 3/13/2009

B
Minnesota 3/13/2009

B
Washington 3/13/2009

B
Missouri 3/13/2009

B
Wisconsin 3/13/2009

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
PHIPPS TOWER-3438 PEACHTREE RD NE SUITE 950, ATLANTA, GA 30326
Registered with this firm since 3/17/2009

B
OPPENHEIMER & CO. INC. (CRD#:249)
PHIPPS TOWER-3438 PEACHTREE RD NE SUITE 950, ATLANTA, GA 30326
Registered with this firm since 3/13/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/24/2007 - 03/16/2009 STANFORD GROUP COMPANY (CRD#:39285) ATLANTA, GA
B
08/17/2007 - 03/16/2009 STANFORD GROUP COMPANY (CRD#:39285) ATLANTA, GA
IA
10/07/2004 - 08/24/2007 FAHNESTOCK ASSET MANAGEMENT (CRD#:249) ATLANTA, GA
B
01/03/2003 - 08/24/2007 OPPENHEIMER & CO. INC. (CRD#:249) ATLANTA, GA
B
03/29/2001 - 01/03/2003 CIBC WORLD MARKETS CORP. (CRD#:630) NEW YORK, NY
B
03/07/1997 - 04/26/2001 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
B
01/11/1993 - 03/24/1997 BEAR, STEARNS & CO. INC. (CRD#:79) NEW YORK, NY
B
05/23/1990 - 01/08/1993 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
01/22/1990 - 03/28/1990 GRUNTAL & CO. INCORPORATED (CRD#:372) NEW YORK, NY
B
05/06/1989 - 02/26/1990 J. T. MORAN & CO., INC. (CRD#:15655)
B
01/04/1989 - 04/29/1989 GULFSTREAM FINANCIAL ASSOCIATES, INC. (CRD#:19910)
B
11/14/1988 - 01/14/1989 PAINEWEBBER INCORPORATED (CRD#:8174)
B
08/17/1988 - 11/28/1988 D. H. BLAIR & CO., INC. (CRD#:6833)
B
04/19/1988 - 05/13/1988 BEAR, STEARNS & CO. INC. (CRD#:79)
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.