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PATRICIA ANNE LACASSE
PATRICIA A LA CASSE, PATRICIA ANNE LA CASSE, PATRICIA LACASSE
CRD#: 1708027
IA
B
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 6501 S FIDDLER'S GREEN CIRCLE
STE 300 - 600
GREENWOOD VILLAGE, CO 80111-4932
STE 300 - 600
GREENWOOD VILLAGE, CO 80111-4932
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 6501 S FIDDLER'S GREEN CIRCLE
STE 300 - 600
GREENWOOD VILLAGE, CO 80111-4932
STE 300 - 600
GREENWOOD VILLAGE, CO 80111-4932
0
Disclosures
23
Years of Experience
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State Registrations
B
Colorado 8/29/2019
B
Texas 8/29/2019
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Colorado 3/24/2022
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Texas 3/24/2022
B
Massachusetts 8/29/2019
B
Utah 8/29/2019
SRO Registrations
B
B
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IA
Registered with this firm since 3/24/2022
B
Registered with this firm since 8/29/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/10/2012 - 07/19/2019 | CENTENNIAL, CO | |
B | 04/10/2003 - 02/08/2012 | ENGLEWOOD, CO | |
B | 06/14/2000 - 12/31/2002 | WESTLAKE, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.