Individual Firm
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VICTOR MURO
CRD#: 1707699
IA
B
ESI FINANCIAL ADVISORSCRD#: 265 200 SCHULZ DRIVE
SUITE 125
RED BANK, NJ 07701
SUITE 125
RED BANK, NJ 07701
0
Disclosures
37
Years of Experience
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State Registrations
B
Florida 7/29/2009
IA
New Jersey 6/8/2010
IA
Florida 11/12/2020
B
New York 7/29/2009
B
New Jersey 7/29/2009
SRO Registrations
B
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IA
Registered with this firm since 6/8/2010
B
Registered with this firm since 7/29/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/28/2005 - 08/14/2009 | STATEN ISLAND, NY | |
B | 02/06/1990 - 08/14/2009 | STATEN ISLAND, NY | |
B | 02/06/1990 - 07/09/2007 | BROOKLYN, NY | |
B | 02/23/1988 - 01/23/1990 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.