• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Registration History
19901995200020052010201520202025IAMORGAN STANLEY (CRD# 149777)2020 - Present (4 years)BMORGAN STANLEY (CRD# 149777)2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2009 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1987 - 1993 (6 years)
Disclosure(s)
View By:
5/7/2007
Customer Dispute
Denied
10/17/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 4/30/2013

B
New Hampshire 8/19/2010

B
Arizona 6/1/2009

B
New Jersey 6/1/2009

B
California 6/1/2009

B
New Mexico 12/9/2015

B
Colorado 7/1/2014

B
New York 6/1/2009

B
Connecticut 6/1/2009

IA
New York 6/16/2021

B
District of Columbia 3/13/2018

B
North Carolina 6/1/2009

B
Florida 6/1/2009

B
Ohio 8/24/2009

B
Georgia 3/31/2010

B
Pennsylvania 6/1/2009

B
Illinois 8/31/2018

B
Rhode Island 6/1/2009

B
Indiana 4/28/2015

B
South Carolina 5/9/2014

B
Maine 6/1/2009

B
South Dakota 6/8/2020

B
Maryland 6/1/2009

B
Texas 6/1/2009

B
Massachusetts 6/1/2009

IA
Texas 5/21/2020

B
Michigan 12/5/2019

B
Utah 7/25/2016

B
Minnesota 8/1/2011

B
Vermont 6/1/2009

B
Missouri 5/8/2014

B
Virginia 6/1/2009

B
Nevada 6/26/2009

B
Washington 5/30/2018

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
80 State Street 12th Floor, Albany, NY 12207
Registered with this firm since 5/21/2020

B
MORGAN STANLEY (CRD#:149777)
80 State Street 12th Floor, Albany, NY 12207
Registered with this firm since 6/1/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ALBANY, NY
B
07/28/1987 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.