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Detailed Report
JAMES FRANCIS LOHNES II
JAMES F. LOHNES II, JAMES FRANCIS LOHNES, JIM FRANCES LOHNES II, JIM LOHNES II
CRD#: 1705995
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 BRADENTON, FL
CETERA ADVISOR NETWORKS LLCCRD#: 13572 BRADENTON, FL
Registration History
19952000200520102015202020252 FIRMS2002 - 2002 (<1 year)3 FIRMS2003 - 2003 (<1 year)2 FIRMS2004 - 2004 (<1 year)2 FIRMS2004 - 2005 (<1 year)2 FIRMS2005 - 2006 (<1 year)2 FIRMS2006 - 2006 (<1 year)2 FIRMS2006 - 2007 (<1 year)2 FIRMS2007 - 2007 (<1 year)2 FIRMS2008 - 2010 (2 years)2 FIRMS2010 - 2012 (1 year)2 FIRMS2012 - 2022 (10 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (2 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2022 - Present (2 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1995 - 2002 (7 years)BNORTH AMERICAN MANAGEMENT, INC. (CRD# 624)1995 - 1995 (<1 year)BFBS INVESTMENT SERVICES, INC. (CRD# 17868)1994 - 1995 (<1 year)BLIBERTY SECURITIES CORPORATION (CRD# 14416)1993 - 1994 (1 year)BCADARET, GRANT & CO., INC. (CRD# 10641)1992 - 1993 (<1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2022 - 2023 (<1 year)IAINVEST FINANCIAL CORPORATION (CRD# 12984)2001 - 2002 (1 year)
Disclosure(s)
View By:
8/19/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 3/25/2024
B
Kansas 8/22/2022
B
Colorado 8/22/2022
B
Missouri 8/22/2022
B
Florida 8/2/2022
B
New Jersey 4/19/2023
IA
Florida 4/7/2023
B
North Carolina 8/22/2022
B
Georgia 8/22/2022
B
Texas 8/22/2022
B
Indiana 8/22/2022
IA
Texas 6/29/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
BRADENTON, FL
Registered with this firm since 4/7/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
BRADENTON, FL
Registered with this firm since 8/2/2022
Previous Registration(s)
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IA
 08/03/2022 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) Bradenton, FL
IA
 06/07/2012 - 08/03/2022 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) IRVINGTON, NY
B
 05/09/2012 - 08/03/2022 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) IRVINGTON, NY
IA
 12/23/2010 - 01/12/2012 ING FINANCIAL PARTNERS, INC (CRD#:2882) TAMPA, FL
B
 12/17/2010 - 01/12/2012 ING FINANCIAL PARTNERS, INC. (CRD#:2882) TAMPA, FL
IA
 08/22/2008 - 12/31/2010 ING FINANCIAL ADVISERS, LLC (CRD#:34815) TAMPA, FL
B
 08/20/2008 - 12/31/2010 ING FINANCIAL ADVISERS, LLC (CRD#:34815) TAMPA, FL
IA
 08/02/2007 - 10/12/2007 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) BRADENTON, FL
B
 07/20/2007 - 10/12/2007 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) BRADENTON, FL
IA
 08/18/2006 - 07/20/2007 GREAT AMERICAN ADVISORS, INC. (CRD#:36451) BRADENTON, FL
B
 08/17/2006 - 07/20/2007 GREAT AMERICAN ADVISORS, INC. (CRD#:36451) BRADENTON, FL
B
 04/04/2006 - 08/25/2006 METLIFE SECURITIES INC. (CRD#:14251) SARASOTA, FL
B
 04/04/2006 - 08/25/2006 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) SARASOTA, FL
IA
 10/18/2005 - 01/12/2006 INVESTMENT CENTERS OF AMERICA, INC. (CRD#:16443) PALMETTO, FL
B
 10/04/2005 - 01/12/2006 INVESTMENT CENTERS OF AMERICA, INC. (CRD#:16443) PALMETTO, FL
IA
 08/16/2004 - 06/23/2005 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) CHARLOTTE, NC
B
 08/12/2004 - 06/23/2005 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) CHARLOTTE, NC
IA
 01/21/2004 - 08/09/2004 NCF FINANCIAL SERVICES, INC. (CRD#:120471) DEERFIELD BEACH, FL
B
 01/21/2004 - 08/09/2004 NCF FINANCIAL SERVICES, INC. (CRD#:120471) DURHAM, NC
IA
 09/19/2003 - 12/06/2003 INVEST FINANCIAL CORPORATION (CRD#:12984) TUCKERTON, NJ
B
 09/15/2003 - 12/06/2003 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
 02/12/2003 - 05/20/2003 JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (CRD#:40178) FRANKLIN, TN
IA
 09/23/2002 - 11/25/2002 COMMERCE CAPITAL MARKETS, INC. (CRD#:6940) TOMS RIVER, NJ
B
 06/24/2002 - 11/25/2002 COMMERCE CAPITAL MARKETS, INC. (CRD#:6940) PHILADELPHIA, PA
IA
 04/17/2001 - 06/03/2002 INVEST FINANCIAL CORPORATION (CRD#:12984) CARY, NC
B
 05/15/1995 - 06/03/2002 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
 01/04/1995 - 05/22/1995 NORTH AMERICAN MANAGEMENT, INC. (CRD#:624) SIOUX FALLS, SD
B
 08/25/1994 - 01/04/1995 FBS INVESTMENT SERVICES, INC. (CRD#:17868) SAINT PAUL, MN
B
 03/01/1993 - 08/30/1994 LIBERTY SECURITIES CORPORATION (CRD#:14416) PURCHASE, NY
B
 07/27/1992 - 03/02/1993 CADARET, GRANT & CO., INC. (CRD#:10641) SYRACUSE, NY
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
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