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Detailed Report
ROBERT JOHN SAWYER
BOB SAWYER
CRD#: 1705283
IA
Investment Adviser
B
Broker
STIFEL INDEPENDENT ADVISORS, LLCCRD#: 28218 2304 14TH STREET
GULFPORT, MS 39501
Registration History
199019952000200520102015202020252 FIRMS2000 - 2002 (2 years)2 FIRMS2002 - 2006 (3 years)2 FIRMS2006 - Present (18 years)BSTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)1993 - 2000 (6 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1991 - 1994 (2 years)BJ.C. BRADFORD & CO. (CRD# 1287)1988 - 1991 (2 years)BHOWARD, WEIL, LABOUISSE, FRIED... (CRD# 414)1987 - 1988 (1 year)
Disclosure(s)
View By:
2/27/2007
Customer Dispute
Denied
License(s)

State Registrations

B
Arkansas 3/3/2006
IA
Mississippi 8/7/2006
B
Florida 2/4/2015
B
South Carolina 1/5/2023
B
Louisiana 2/19/2015
B
Texas 6/9/2023
B
Mississippi 3/3/2006
IA
Texas 6/12/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL INDEPENDENT ADVISORS, LLC (CRD#:28218)
2304 14TH STREET, GULFPORT, MS 39501
Registered with this firm since 8/7/2006
B
STIFEL INDEPENDENT ADVISORS, LLC (CRD#:28218)
2304 14TH STREET, GULFPORT, MS 39501
Registered with this firm since 3/3/2006
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/12/2002 - 03/06/2006 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) SARASOTA, FL
B
 05/16/2002 - 03/06/2006 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) SARASOTA, FL
IA
 05/12/2000 - 05/22/2002 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) BILOXI, MS
B
 05/12/2000 - 05/22/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 12/21/1993 - 06/09/2000 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ST. LOUIS, MO
B
 07/22/1991 - 01/06/1994 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 10/05/1988 - 07/30/1991 J.C. BRADFORD & CO. (CRD#:1287) NEW YORK, NY
B
 08/20/1987 - 10/14/1988 HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC. (CRD#:414)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.