Individual Firm
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KEVIN CHRISTOPHER MCCARTHY
CRD#: 1702715
IA
B
MADISON AVENUE SECURITIES, LLCCRD#: 23224 8051 W. 24th Ave., Suite 12
Hialeah, FL 33016
Hialeah, FL 33016
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8/21/2018
Customer Dispute
Settled
11/30/2017
Financial
Final
2/20/2012
Customer Dispute
Settled
10/23/2010
Customer Dispute
Settled
State Registrations
B
Florida 12/17/2007
B
Ohio 3/13/2019
IA
Florida 4/2/2009
B
Pennsylvania 5/19/2015
B
Georgia 8/18/2009
B
Tennessee 11/2/2022
B
Indiana 5/13/2014
IA
Texas 7/29/2021
B
New Mexico 5/11/2016
B
Texas 9/16/2021
B
New York 1/5/2018
B
Virginia 2/22/2019
B
North Carolina 8/8/2023
SRO Registrations
B
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IA
Registered with this firm since 4/2/2009
B
Registered with this firm since 12/4/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/01/2008 - 03/25/2009 | NORTH MIAMI BEACH, FL | |
B | 11/10/2004 - 06/23/2006 | MINNEAPOLIS, MN | |
B | 01/14/1999 - 12/31/2002 | PETALUMA, CA | |
B | 01/09/1997 - 07/17/1998 | GREENWOOD VILLAGE, CO | |
B | 07/30/1993 - 12/19/1994 | ||
B | 10/18/1991 - 07/02/1993 | NEW YORK, NY | |
B | 04/29/1991 - 10/25/1991 | EAST HANOVER, NJ | |
B | 11/21/1990 - 05/06/1991 | ||
B | 09/24/1987 - 11/23/1990 | DENVER, CO |
NORTH MIAMI BEACH, FL
07/01/2008 - 03/25/2009
EAST HANOVER, NJ
04/29/1991 - 10/25/1991
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.