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Detailed Report
ROBERT HAROLD NEWSOCK
BOB NEWSOCK
CRD#: 1702415
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 4380 Buckeye Lane
Suite 200
Beavercreek, OH 45440
Registration History
199019952000200520102015202020252 FIRMS1997 - 2017 (19 years)2 FIRMS2017 - Present (8 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1989 - 1997 (7 years)BTHOMSON MCKINNON SECURITIES INC. (CRD# 829)1987 - 1989 (2 years)
License(s)

State Registrations

B
Alabama 1/20/2017
B
New Jersey 1/20/2017
B
Arizona 1/20/2017
B
New Mexico 1/20/2017
B
California 1/20/2017
B
New York 1/20/2017
B
Colorado 1/20/2017
B
North Carolina 1/20/2017
B
District of Columbia 1/20/2017
B
Ohio 1/20/2017
B
Florida 1/20/2017
IA
Ohio 1/25/2017
B
Georgia 1/20/2017
B
Oklahoma 5/21/2024
B
Illinois 1/20/2017
B
Oregon 2/13/2017
B
Indiana 1/25/2017
B
Pennsylvania 1/20/2017
B
Kansas 2/18/2022
B
Rhode Island 1/20/2017
B
Kentucky 1/20/2017
B
South Carolina 1/20/2017
B
Louisiana 1/20/2017
B
Tennessee 1/20/2017
B
Maryland 4/6/2022
B
Texas 1/20/2017
B
Michigan 1/20/2017
IA
Texas 1/20/2017
B
Minnesota 1/20/2017
B
Utah 1/20/2017
B
Mississippi 8/9/2022
B
Vermont 9/26/2022
B
Missouri 1/20/2017
B
Virginia 1/20/2017
B
Montana 12/4/2020
B
Washington 1/25/2017
B
Nevada 1/20/2017
B
West Virginia 1/20/2017
B
New Hampshire 1/20/2017
B
Wisconsin 6/29/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
4380 Buckeye Lane Suite 200, Beavercreek, OH 45440
Registered with this firm since 1/20/2017
B
MORGAN STANLEY (CRD#:149777)
4380 Buckeye Lane Suite 200, Beavercreek, OH 45440
Registered with this firm since 1/20/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/10/1997 - 01/25/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMISBURG, OH
B
 04/08/1997 - 01/25/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMISBURG, OH
B
 09/15/1989 - 02/28/1997 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 07/22/1987 - 09/16/1989 THOMSON MCKINNON SECURITIES INC. (CRD#:829) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.