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RONALD GENE MCGEE
CRD#: 1702353
IA
B
FROST INVESTMENT SERVICESCRD#: 286129 501 S SHORELINE BLVD
CORPUS CHRISTI, TX 78401
CORPUS CHRISTI, TX 78401
FROST BROKERAGE SERVICES, INC.CRD#: 17465 501 S SHORELINE BLVD
CORPUS CHRISTI, TX 78401
CORPUS CHRISTI, TX 78401
0
Disclosures
7
Years of Experience
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State Registrations
B
Texas 1/19/2022
IA
Texas 2/1/2022
SRO Registrations
B
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IA
Registered with this firm since 2/1/2022
B
Registered with this firm since 1/19/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/01/2018 - 04/07/2021 | CORPUS CHRISTI, TX | |
B | 07/04/2018 - 04/07/2021 | SAN ANTONIO, TX | |
B | 05/22/2001 - 11/10/2001 | SAN FRANCISCO, CA | |
B | 07/20/1987 - 12/31/1988 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.