Individual Firm
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Frederick Gordon Fram
CRD#: 1701062
IA
B
DAVENPORT & COMPANY LLCCRD#: 1588 ONE JAMES CENTER
901 EAST CARY STREET, SUITE 1100
RICHMOND, VA 23219
901 EAST CARY STREET, SUITE 1100
RICHMOND, VA 23219
0
Disclosures
36
Years of Experience
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State Registrations
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Virginia 3/15/2021
IA
Virginia 3/15/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 3/15/2021
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Registered with this firm since 3/15/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/24/2021 - 03/19/2021 | BOCA RATON, FL | |
IA | 10/06/2015 - 03/19/2021 | Boca Raton, FL | |
IA | 05/10/2010 - 03/19/2021 | BOCA RATON, FL | |
B | 04/22/2019 - 03/19/2021 | BOCA RATON, FL | |
B | 02/04/2010 - 12/03/2019 | BOCA RATON, FL | |
IA | 12/23/2015 - 11/09/2016 | OVERLAND PARK, KS | |
B | 12/22/2015 - 11/09/2016 | OVERLAND PARK, KS | |
IA | 06/07/2006 - 02/04/2010 | HOUSTON, TX | |
B | 06/07/2006 - 02/04/2010 | HOUSTON, TX | |
IA | 01/07/2003 - 06/06/2006 | SANTA MONICA, CA | |
B | 05/28/1998 - 06/06/2006 | SANTA MONICA, CA | |
B | 08/28/1990 - 05/20/1998 | PHOENIX, AZ | |
B | 07/21/1987 - 01/01/1990 | DALLAS, TX |
SANTA MONICA, CA
01/07/2003 - 06/06/2006
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.