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PATRICIA ALICE KELLEY
PATRICIA MCGINTY KELLEY, PATRICIA ALICE MCGINTY, TRICIA MCGINTY, PATRICIA ALICE MCGINTYKELLEY
CRD#: 1700454
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 2055 CROCKER ROAD
WESTLAKE, OH 44145
Registration History
199019952000200520102015202020252 FIRMS2007 - Present (17 years)BMCDONALD INVESTMENTS INC. (CRD# 566)1994 - 2007 (12 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1988 - 1994 (5 years)BFINANCIAL AMERICA SECURITIES, INC. (CRD# 5100)1988 - 1988 (<1 year)IAMCDONALD INVESTMENTS INC. (CRD# 566)2005 - 2007 (1 year)
License(s)

State Registrations

B
California 2/9/2007

B
Missouri 6/13/2016

B
District of Columbia 8/6/2021

B
Nevada 10/17/2022

B
Florida 2/10/2007

B
New Jersey 7/9/2008

B
Georgia 2/10/2007

B
New York 2/9/2007

B
Illinois 2/9/2007

B
Ohio 2/9/2007

B
Indiana 1/9/2008

IA
Ohio 2/9/2007

B
Kansas 10/15/2020

B
Oregon 1/21/2021

B
Massachusetts 2/9/2007

B
Tennessee 9/20/2021

B
Michigan 5/11/2021

IA
Texas 8/30/2010

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
2055 CROCKER ROAD, WESTLAKE, OH 44145
westlake, OH
Registered with this firm since 2/9/2007

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
2055 CROCKER ROAD, WESTLAKE, OH 44145
westlake, OH
Registered with this firm since 2/9/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/07/2005 - 02/09/2007 MCDONALD INVESTMENTS INC. (CRD#:566) CLEVELAND, OH
B
03/07/1994 - 02/09/2007 MCDONALD INVESTMENTS INC. (CRD#:566) CLEVELAND, OH
B
11/12/1988 - 03/10/1994 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
07/12/1988 - 12/05/1988 FINANCIAL AMERICA SECURITIES, INC. (CRD#:5100)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.