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Detailed Report
ROBERT BARRY BARTON
CRD#: 1699611
IA
Investment Adviser
B
Broker
MOMENTUM INDEPENDENT NETWORK INC.CRD#: 17587 COPPELL, TX
Registration History
199019952000200520102015202020252 FIRMS1995 - 2013 (18 years)2 FIRMS2013 - Present (11 years)BSMITH BARNEY INC. (CRD# 7059)1993 - 1995 (2 years)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 1993 (4 years)BEASTERN FINANCIAL CORPORATION (CRD# 18256)1987 - 1988 (<1 year)BEASTERN SECURITIES, INC. (CRD# 16170)1987 - 1987 (<1 year)
License(s)

State Registrations

B
California 1/8/2015
IA
Louisiana 9/19/2017
IA
California 2/12/2018
B
Missouri 1/4/2021
B
Colorado 10/1/2013
IA
Missouri 9/21/2022
IA
Colorado 10/1/2013
B
Nebraska 8/6/2024
B
Florida 1/27/2017
IA
Nebraska 8/15/2024
IA
Florida 1/30/2017
B
North Carolina 1/2/2020
B
Hawaii 10/16/2013
B
Texas 10/1/2013
B
Louisiana 10/1/2013
IA
Texas 10/1/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MOMENTUM INDEPENDENT NETWORK INC. (CRD#:17587)
COPPELL, TX
Registered with this firm since 10/1/2013
B
MOMENTUM INDEPENDENT NETWORK INC. (CRD#:17587)
COPPELL, TX
Registered with this firm since 10/1/2013
Previous Registration(s)
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IA
 08/18/1995 - 10/03/2013 SOUTHWEST SECURITIES, INC. (CRD#:6220) PLANO, TX
B
 08/18/1995 - 10/03/2013 SOUTHWEST SECURITIES, INC. (CRD#:6220) PLANO, TX
B
 07/31/1993 - 08/29/1995 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
 08/29/1988 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 11/23/1987 - 09/19/1988 EASTERN FINANCIAL CORPORATION (CRD#:18256)
B
 07/17/1987 - 12/02/1987 EASTERN SECURITIES, INC. (CRD#:16170)
FINRA expelled the firm on 08/27/1988
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.