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Detailed Report
TODD ROBERT SLOTH
CRD#: 1698115
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 200 MERIDIAN CENTRE
SUITE 150
ROCHESTER, NY 14618
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2025 - Present (<1 year)BOSAIC FA, INC. (CRD# 3978)1998 - 2025 (26 years)BTHE LINCOLN NATIONAL LIFE INSU... (CRD# 2580)2002 - 2006 (3 years)BCIGNA FINANCIAL ADVISORS,INC. (CRD# 145)1997 - 1998 (1 year)IAOSAIC FA, INC. (CRD# 3978)2021 - 2025 (3 years)IALINCOLN FINANCIAL ADVISORS COR... (CRD# 3978)2007 - 2007 (<1 year)
License(s)

State Registrations

B
Arizona 1/24/2025
IA
New York 1/24/2025
B
Florida 1/24/2025
B
North Carolina 1/24/2025
B
Georgia 1/24/2025
B
Ohio 1/24/2025
B
Idaho 1/24/2025
B
Pennsylvania 1/24/2025
B
Kansas 1/24/2025
B
Tennessee 1/24/2025
B
Missouri 1/24/2025
B
Texas 1/24/2025
B
New Hampshire 1/24/2025
B
Virginia 1/24/2025
B
New York 1/24/2025
B
Wisconsin 1/24/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
200 MERIDIAN CENTRE SUITE 150, ROCHESTER, NY 14618
Registered with this firm since 1/24/2025
B
OSAIC WEALTH, INC. (CRD#:23131)
200 MERIDIAN CENTRE SUITE 150, ROCHESTER, NY 14618
Registered with this firm since 1/24/2025
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/14/2021 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) ROCHESTER, NY
B
 06/01/1998 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) ROCHESTER, NY
IA
 01/19/2007 - 12/31/2007 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) ROCHESTER, NY
B
 07/22/2002 - 05/01/2006 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
 05/22/1997 - 06/01/1998 CIGNA FINANCIAL ADVISORS,INC. (CRD#:145) RADNOR, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.