View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 07/25/2012 - 01/28/2014 | CHARLOTTE, NC | |
B | 04/24/2012 - 01/28/2014 | CHARLOTTE, NC | |
IA | 06/01/2009 - 06/24/2010 | TAMPA, FL | |
B | 06/01/2009 - 06/24/2010 | TAMPA, FL | |
IA | 01/08/2008 - 06/01/2009 | TAMPA, FL | |
B | 01/04/2008 - 06/01/2009 | TAMPA, FL | |
IA | 07/13/2007 - 11/06/2007 | CHARLOTTE, NC | |
B | 10/01/2000 - 11/06/2007 | CHARLOTTE, NC | |
B | 11/26/1996 - 10/01/2000 | CHARLOTTE, NC | |
B | 02/02/1990 - 10/23/1996 | SMITHFIELD, RI | |
B | 07/08/1987 - 09/04/1987 |