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THOMAS JOSEPH PICONE
THOMAS J PICONE
CRD#: 1696426
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 120 WHITE PLAINS ROAD
SUITE 601
TARRYTOWN, NY 10591
Registration History
199019952000200520102015202020252 FIRMS1987 - 1993 (5 years)2 FIRMS2007 - 2008 (<1 year)2 FIRMS2010 - 2011 (1 year)IAMML INVESTORS SERVICES, LLC (CRD# 10409)2020 - Present (4 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2011 - Present (13 years)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2008 - 2010 (2 years)B1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)1993 - 2007 (14 years)IA1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)2001 - 2007 (5 years)
License(s)

State Registrations

B
Alabama 2/24/2020

B
Nevada 2/24/2020

B
Alaska 2/24/2020

B
New Hampshire 2/24/2020

B
Arizona 2/24/2020

B
New Jersey 11/1/2011

B
Arkansas 2/24/2020

B
New Mexico 2/24/2020

B
California 2/24/2020

B
New York 11/1/2011

B
Colorado 2/24/2020

IA
New York 6/14/2021

B
Connecticut 11/1/2011

B
North Carolina 2/24/2020

B
Delaware 2/24/2020

B
North Dakota 2/24/2020

B
District of Columbia 2/24/2020

B
Ohio 2/24/2020

B
Florida 2/24/2020

B
Oklahoma 2/24/2020

B
Georgia 2/24/2020

B
Oregon 2/24/2020

B
Hawaii 2/24/2020

B
Pennsylvania 2/24/2020

B
Idaho 2/24/2020

B
Puerto Rico 2/24/2020

B
Illinois 2/24/2020

B
Rhode Island 2/24/2020

B
Indiana 2/24/2020

B
South Carolina 2/24/2020

B
Iowa 2/24/2020

B
South Dakota 2/24/2020

B
Kansas 2/24/2020

B
Tennessee 2/24/2020

B
Kentucky 2/24/2020

B
Texas 2/24/2020

B
Louisiana 2/24/2020

IA
Texas 2/24/2020

B
Maine 2/24/2020

B
Utah 2/24/2020

B
Maryland 2/24/2020

B
Vermont 2/24/2020

B
Massachusetts 11/15/2019

B
Virgin Islands 2/24/2020

B
Michigan 2/24/2020

B
Virginia 2/24/2020

B
Minnesota 2/24/2020

B
Washington 2/24/2020

B
Mississippi 2/24/2020

B
West Virginia 2/24/2020

B
Missouri 2/24/2020

B
Wisconsin 2/24/2020

B
Montana 2/24/2020

B
Wyoming 2/24/2020

B
Nebraska 2/24/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
120 WHITE PLAINS ROAD SUITE 601, TARRYTOWN, NY 10591
420 Lexington Avenue, 25th Floor Suite 2510, New York, NY 10170
Registered with this firm since 2/24/2020

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
120 WHITE PLAINS ROAD SUITE 601, TARRYTOWN, NY 10591
420 Lexington Avenue, 25th Floor Suite 2510, New York, NY 10170
Registered with this firm since 11/1/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/28/2010 - 11/02/2011 PRIVATE CLIENT SERVICES, LLC (CRD#:120222) MT KISCO, NY
B
04/23/2010 - 11/02/2011 PRIVATE CLIENT SERVICES, LLC (CRD#:120222) MT KISCO, NY
B
04/28/2008 - 04/26/2010 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) MT KISCO, NY
IA
05/21/2007 - 04/15/2008 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) TARRYTOWN, NY
B
05/21/2007 - 04/15/2008 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) TARRYTOWN, NY
IA
08/13/2001 - 05/23/2007 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) NEW YORK, NY
B
01/26/1993 - 05/23/2007 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) NEW YORK, NY
B
07/20/1987 - 01/12/1993 EQUICO SECURITIES, INC. (CRD#:6627) NEW YORK, NY
B
07/20/1987 - 01/12/1993 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.