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JOSEPH MARASCIULLO
Joe Marasciullo
CRD#: 1695531
IA
Investment Adviser
B
Broker
UNFCU ADVISORS LLCCRD#: 136572 2 UN PLAZA, 3RD FLOOR
NEW YORK, NY 10017
COPPER FINANCIALCRD#: 168203 Two UN Plaza, 3rd Floor
(E. 44th Street, between 1st and 2nd Avenue)
New York, NY 10017
Registration History
199019952000200520102015202020252 FIRMS1992 - 1992 (<1 year)2 FIRMS2007 - 2009 (1 year)3 FIRMS2011 - 2014 (3 years)2 FIRMS2014 - 2018 (3 years)2 FIRMS2018 - Present (6 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)1993 - 2007 (13 years)BADVANCED EQUITY GROUP, INC. (CRD# 13873)1992 - 1993 (<1 year)BALFRED SECURITIES, INC. (CRD# 14932)1990 - 1992 (1 year)BPARAGON CAPITAL CORPORATION (CRD# 18555)1988 - 1990 (1 year)BGREENTREE SECURITIES CORP. (CRD# 7372)1988 - 1988 (<1 year)BBROOKS WEINGER ROBBINS & LEEDS... (CRD# 14156)1987 - 1987 (<1 year)IACITICORP INVESTMENT SERVICES (CRD# 23988)2004 - 2007 (2 years)IACITICORP INVESTMENT SERVICES (CRD# 23988)2004 - 2004 (<1 year)
Disclosure(s)
View By:
10/24/1994
Regulatory
Final
License(s)

State Registrations

B
Connecticut 4/30/2018

B
New York 4/30/2018

B
New Jersey 5/2/2018

IA
New York 9/3/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UNFCU ADVISORS LLC (CRD#:136572)
2 UN PLAZA, 3RD FLOOR, NEW YORK, NY 10017
Registered with this firm since 8/8/2018

B
COPPER FINANCIAL (CRD#:168203)
Two UN Plaza, 3rd Floor (E. 44th Street, between 1st and 2nd Avenue), New York, NY 10017
Registered with this firm since 4/30/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/08/2014 - 05/01/2018 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) LONG ISLAND CITY, NY
B
11/26/2014 - 05/01/2018 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) LONG ISLAND CITY, NY
IA
01/31/2011 - 10/02/2014 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) MELVILLE, NY
IA
01/31/2011 - 10/02/2014 TD AMERITRADE, INC. (CRD#:7870) MELVILLE, NY
B
01/19/2011 - 10/02/2014 TD AMERITRADE, INC. (CRD#:7870) MELVILLE, NY
IA
05/29/2007 - 03/24/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BROOKLYN, NY
B
05/29/2007 - 03/24/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BROOKLYN, NY
IA
11/09/2004 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) BROOKLYN, NY
B
09/02/1993 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) BROOKLYN, NY
IA
08/18/2004 - 10/26/2004 CITICORP INVESTMENT SERVICES (CRD#:23988) BROOKLYN, NY
B
12/07/1992 - 04/02/1993 ADVANCED EQUITY GROUP, INC. (CRD#:13873)
B
06/30/1992 - 12/03/1992 PRENTICE - DOMINICK SECURITIES, INC. (CRD#:22897) HALLANDALE, FL
B
01/31/1992 - 06/25/1992 RAS SECURITIES CORP. (CRD#:28212) NEW YORK, NY
B
05/11/1990 - 01/23/1992 ALFRED SECURITIES, INC. (CRD#:14932) NEW YORK, NY
B
11/30/1988 - 05/10/1990 PARAGON CAPITAL CORPORATION (CRD#:18555)
FINRA expelled the firm on 02/26/2004
EAST HANOVER, NJ
B
01/04/1988 - 12/13/1988 GREENTREE SECURITIES CORP. (CRD#:7372)
B
08/03/1987 - 12/31/1987 BROOKS WEINGER ROBBINS & LEEDS INC. (CRD#:14156)
FINRA expelled the firm on 07/27/1990
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.