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Detailed Report
DAVID CHRISTIAN JENNI
CRD#: 1694177
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 1445 Chamberlain Road
Pasadena, CA 91103
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 Pasadena, CA
Registration History
199019952000200520102015202020252 FIRMS2013 - 2013 (<1 year)2 FIRMS2016 - Present (8 years)BD.A. DAVIDSON & CO. (CRD# 199)2015 - 2016 (1 year)BCROWELL, WEEDON & CO. (CRD# 193)2001 - 2013 (12 years)BNDB CAPITAL MARKETS CORPORATION (CRD# 7172)1993 - 2000 (7 years)BNATIONAL FINANCIAL SERVICES CO... (CRD# 13041)1988 - 1992 (4 years)IAD.A. DAVIDSON & CO. (CRD# 199)2016 - 2016 (<1 year)
License(s)

State Registrations

B
Arizona 10/26/2016
B
Maine 2/2/2022
B
California 10/26/2016
B
Massachusetts 10/26/2016
IA
California 11/2/2016
B
Missouri 8/4/2017
B
Delaware 8/4/2017
B
Nevada 11/27/2018
B
Florida 10/26/2016
B
New Jersey 10/26/2016
B
Georgia 10/26/2016
B
New York 10/26/2016
B
Idaho 10/26/2016
B
Virginia 8/23/2024
B
Illinois 8/4/2017
B
Washington 10/15/2018
B
Indiana 8/4/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
1445 Chamberlain Road, Pasadena, CA 91103
Registered with this firm since 11/2/2016
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
Pasadena, CA
Registered with this firm since 10/26/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/21/2016 - 10/27/2016 D.A. DAVIDSON & CO. (CRD#:199) LOS ANGELES, CA
B
 02/27/2015 - 10/27/2016 D.A. DAVIDSON & CO. (CRD#:199) LOS ANGELES, CA
B
 11/25/2013 - 12/04/2013 D.A. DAVIDSON & CO. (CRD#:199) GREAT FALLS, MT
B
 11/04/2013 - 11/25/2013 CROWELL WEEDON & CO. (CRD#:168622) LOS ANGELES, CA
B
 01/17/2001 - 11/04/2013 CROWELL, WEEDON & CO. (CRD#:193) LOS ANGELES, CA
B
 06/10/1993 - 08/29/2000 NDB CAPITAL MARKETS CORPORATION (CRD#:7172) NEW YORK, NY
B
 06/22/1988 - 07/08/1992 NATIONAL FINANCIAL SERVICES CORPORATION (CRD#:13041) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.