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PETER NICHOLAS RUMA JR
PETER NICHOLAS RUMAJR
CRD#: 1692814
IA
Investment Adviser
B
Broker
GOULD RUMA FINANCIAL ADVISORSCRD#: 119804 3231 CENTRAL PARK WEST
SUITE 211
TOLEDO, OH 43617
LPL FINANCIAL LLCCRD#: 6413 3231 CENTRAL PARK W. DR. #211
TOLEDO, OH 43617-3008
Registration History
199019952000200520102015202020252 FIRMS2005 - Present (19 years)IAGOULD RUMA FINANCIAL ADVISORS (CRD# 119804)2011 - Present (14 years)BMONY SECURITIES CORPORATION (CRD# 4386)1987 - 2005 (17 years)BTHE MUTUAL LIFE INSURANCE COMP... (CRD# 2873)1987 - 1990 (3 years)IAMONY SECURITIES CORPORATION (CRD# 4386)2000 - 2005 (4 years)
License(s)

State Registrations

B
Florida 7/26/2005

B
New York 1/7/2009

B
Indiana 8/12/2015

B
Ohio 5/6/2005

B
Kentucky 11/14/2019

IA
Ohio 5/9/2005

B
Michigan 5/6/2005

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GOULD RUMA FINANCIAL ADVISORS (CRD#:119804)
3231 CENTRAL PARK WEST SUITE 211, TOLEDO, OH 43617
Registered with this firm since 2/2/2011

IA
LPL FINANCIAL LLC (CRD#:6413)
3231 CENTRAL PARK W. DR. #211, TOLEDO, OH 43617-3008
Registered with this firm since 5/6/2005

B
LPL FINANCIAL LLC (CRD#:6413)
3231 CENTRAL PARK W. DR. #211, TOLEDO, OH 43617-3008
Registered with this firm since 5/6/2005

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/24/2000 - 05/09/2005 MONY SECURITIES CORPORATION (CRD#:4386) SYLVANIA, OH
B
09/24/1987 - 05/09/2005 MONY SECURITIES CORPORATION (CRD#:4386) NEW YORK, NY
B
09/24/1987 - 10/15/1990 THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (CRD#:2873) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.