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GLENDA BEARD GOUGH
GLENDA MARIE BEARD, GLENDA MARIE GOUGH, GLENDA MARIE SISK
CRD#: 1690527
IA
B
MORGAN STANLEYCRD#: 149777 305 Church Street
Huntsville, AL 35801
Huntsville, AL 35801
0
Disclosures
37
Years of Experience
View By:
State Registrations
B
Alabama 6/1/2009
B
Mississippi 6/1/2009
IA
Alabama 6/1/2009
B
Missouri 6/1/2009
B
Arizona 6/1/2009
B
New Jersey 6/1/2009
B
Arkansas 4/11/2017
B
New Mexico 4/11/2017
B
California 6/1/2009
B
New York 5/3/2012
B
Colorado 6/1/2009
B
North Carolina 6/1/2009
B
Delaware 7/12/2024
B
Ohio 4/11/2017
B
District of Columbia 1/3/2013
B
Pennsylvania 6/1/2009
B
Florida 6/1/2009
B
South Carolina 4/11/2017
B
Georgia 6/1/2009
B
Tennessee 6/1/2009
B
Iowa 1/9/2019
B
Texas 6/1/2009
B
Kentucky 6/21/2017
IA
Texas 6/1/2009
B
Louisiana 6/1/2009
B
Utah 4/4/2017
B
Maine 1/3/2013
B
Virginia 6/1/2009
B
Maryland 4/11/2017
B
Washington 10/29/2018
B
Michigan 4/6/2017
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | HUNTSVILLE, AL | |
B | 04/02/2007 - 06/01/2009 | HUNTSVILLE, AL | |
IA | 02/26/1997 - 04/02/2007 | HUNTSVILLE, AL | |
B | 06/24/1987 - 04/02/2007 | HUNTSVILLE, AL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.