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Detailed Report
CHRISTOPHER THOMAS DOYLE
CHRIS DOYLE
CRD#: 1689525
IA
Investment Adviser
B
Broker
KINGSWOOD WEALTH ADVISORS, LLCCRD#: 288792 Onancock, VA
KINGSWOOD CAPITAL PARTNERS, LLCCRD#: 288898 11440 W. BERNARDO CT.
SUITE 300
SAN DIEGO, CA 92127
Registration History
199019952000200520102015202020252 FIRMS1997 - 2002 (4 years)2 FIRMS2002 - 2004 (2 years)2 FIRMS2004 - 2010 (6 years)2 FIRMS2010 - 2014 (3 years)2 FIRMS2014 - 2015 (1 year)2 FIRMS2015 - 2019 (4 years)IAKINGSWOOD WEALTH ADVISORS, LLC (CRD# 288792)2022 - Present (3 years)BKINGSWOOD CAPITAL PARTNERS, LLC (CRD# 288898)2023 - Present (1 year)BBENCHMARK INVESTMENTS, LLC (CRD# 103792)2019 - 2023 (3 years)BBENCHMARK INVESTMENTS, INC. (CRD# 103792)2019 - 2019 (<1 year)BWHEAT, FIRST SECURITIES, INC. (CRD# 6124)1992 - 1997 (5 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1990 - 1992 (1 year)BWHEAT, FIRST SECURITIES, INC. (CRD# 6124)1987 - 1990 (3 years)IABENCHMARK ADVISORY SERVICES, LLC (CRD# 305662)2019 - 2022 (2 years)
License(s)

State Registrations

IA
Massachusetts 3/31/2022
B
Ohio 5/19/2023
B
Massachusetts 5/19/2023
IA
Virginia 1/26/2022
IA
Ohio 3/29/2023
B
Virginia 5/19/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
KINGSWOOD WEALTH ADVISORS, LLC (CRD#:288792)
Onancock, VA
Registered with this firm since 1/26/2022
B
KINGSWOOD CAPITAL PARTNERS, LLC (CRD#:288898)
11440 W. BERNARDO CT. SUITE 300, SAN DIEGO, CA 92127
Registered with this firm since 5/19/2023
Previous Registration(s)
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 10/04/2019 - 05/19/2023 BENCHMARK INVESTMENTS, LLC (CRD#:103792) NEW YORK, NY
IA
 10/14/2019 - 01/25/2022 BENCHMARK ADVISORY SERVICES, LLC (CRD#:305662) Onancock, VA
IA
 07/02/2015 - 11/25/2019 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) Onancock, VA
B
 06/30/2015 - 11/25/2019 SECURITIES AMERICA, INC. (CRD#:10205) ONANCOCK, VA
B
 10/03/2019 - 10/04/2019 BENCHMARK INVESTMENTS, INC. (CRD#:103792) NEW YORK, NY
IA
 04/17/2014 - 06/30/2015 NEXT FINANCIAL GROUP, INC. (CRD#:46214) NORFOLK, VA
B
 04/17/2014 - 06/30/2015 NEXT FINANCIAL GROUP, INC. (CRD#:46214) NORFOLK, VA
IA
 12/08/2010 - 04/28/2014 LPL FINANCIAL LLC (CRD#:6413) VIRGINIA BEACH, VA
B
 12/03/2010 - 04/28/2014 LPL FINANCIAL LLC (CRD#:6413) VIRGINIA BEACH, VA
IA
 08/05/2004 - 12/08/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NORFOLK, VA
B
 08/05/2004 - 12/08/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NORFOLK, VA
IA
 06/21/2002 - 08/13/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) NORFOLK, VA
B
 06/15/2002 - 08/13/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
IA
 12/09/1997 - 06/21/2002 WACHOVIA SECURITIES, INC. (CRD#:431) VIRGINIA BEACH, VA
B
 11/14/1997 - 06/15/2002 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
B
 03/25/1992 - 12/04/1997 WHEAT, FIRST SECURITIES, INC. (CRD#:6124) CHARLOTTE, NC
B
 07/10/1990 - 03/26/1992 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
 07/22/1987 - 07/20/1990 WHEAT, FIRST SECURITIES, INC. (CRD#:6124) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.