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JOE BRYAN DI CARO
JOSEPH BRYAN DICARO
CRD#: 1686280
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2100 ROSS AVE
DALLAS, TX 75201
Registration History
199019952000200520102015202020252 FIRMS1987 - Present (37 years)
License(s)

State Registrations

B
Alabama 1/8/2004

B
Nevada 1/26/1995

B
Alaska 6/20/2012

B
New Hampshire 1/23/2001

B
Arizona 10/15/1987

B
New Jersey 4/5/2023

B
Arkansas 10/4/2016

B
New Mexico 8/13/1991

B
California 10/21/1987

B
New York 9/15/1992

B
Colorado 11/24/1989

B
North Carolina 6/16/1993

B
Connecticut 4/5/2023

B
Ohio 4/7/2017

B
District of Columbia 6/18/2015

B
Oklahoma 10/8/1987

B
Florida 7/11/2019

B
Oregon 11/28/2006

B
Georgia 4/5/2023

B
Pennsylvania 4/5/2023

B
Illinois 6/30/1993

B
Tennessee 6/24/1993

B
Indiana 6/10/1999

B
Texas 8/25/1987

B
Louisiana 1/17/1995

IA
Texas 8/25/1987

B
Maine 6/17/2014

B
Utah 11/20/2007

B
Maryland 9/6/2011

B
Virginia 1/10/1994

B
Massachusetts 3/14/1995

B
Washington 4/27/1998

B
Mississippi 11/18/1994

B
Wyoming 4/15/1994

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2100 ROSS AVE, DALLAS, TX 75201
Registered with this firm since 8/25/1987

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2100 ROSS AVE, DALLAS, TX 75201
Registered with this firm since 7/21/1987

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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.