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Detailed Report
ANDREW JOY BENTON II
CRD#: 1685427
IA
Investment Adviser
B
Broker
BENJAMIN F. EDWARDS & COMPANY, INCORPORATEDCRD#: 146936 4101 Pioneer Woods Drive, Suite 100
Lincoln, NE 68506
Registration History
199019952000200520102015202020252 FIRMS2005 - 2008 (2 years)2 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2020 (11 years)2 FIRMS2020 - Present (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1989 - 2005 (16 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1987 - 1989 (2 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)1994 - 2005 (11 years)
Disclosure(s)
View By:
5/14/2010
Customer Dispute
Denied
9/14/1998
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 9/18/2020
B
New Jersey 9/18/2020
B
Colorado 9/18/2020
B
New Mexico 9/18/2020
B
Connecticut 9/18/2020
B
New York 4/30/2021
B
Florida 5/12/2023
B
North Carolina 9/18/2020
B
Hawaii 9/18/2020
B
North Dakota 9/18/2020
B
Iowa 9/18/2020
B
Ohio 9/18/2020
B
Kansas 10/9/2020
B
Oregon 9/18/2020
B
Maine 9/18/2020
B
Pennsylvania 9/18/2020
B
Maryland 9/18/2020
B
South Dakota 9/18/2020
B
Massachusetts 2/11/2025
B
Texas 9/18/2020
B
Minnesota 9/18/2020
IA
Texas 9/18/2020
B
Missouri 9/18/2020
B
Virginia 9/18/2020
B
Montana 9/18/2020
B
Washington 9/18/2020
B
Nebraska 9/18/2020
B
Wisconsin 9/18/2020
IA
Nebraska 9/18/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED (CRD#:146936)
4101 Pioneer Woods Drive, Suite 100, Lincoln, NE 68506
Registered with this firm since 9/18/2020
B
BENJAMIN F. EDWARDS & COMPANY, INC. (CRD#:146936)
4101 Pioneer Woods Drive, Suite 100, Lincoln, NE 68506
Registered with this firm since 9/18/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/17/2009 - 09/29/2020 RBC CAPITAL MARKETS, LLC (CRD#:31194) LINCOLN, NE
B
 04/17/2009 - 09/29/2020 RBC CAPITAL MARKETS, LLC (CRD#:31194) LINCOLN, NE
IA
 01/01/2008 - 04/20/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) LINCOLN, NE
B
 01/01/2008 - 04/20/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) LINCOLN, NE
B
 09/28/2005 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) LINCOLN, NE
IA
 10/07/2005 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) LINCOLN, NE
IA
 01/13/1994 - 10/03/2005 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) LINCOLN, NE
B
 06/12/1989 - 10/03/2005 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 06/26/1987 - 06/17/1989 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.