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JOYCE Katherine WITT
JOYCE W GILBERT, JOYCE KATHARINE WITT, JOYCE KATHERINE WITT
CRD#: 1684594
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 4000 TOWN CENTER BLVD
SUITE 100
CANONSBURG, PA 15317
Registration History
199019952000200520102015202020252 FIRMS2015 - Present (9 years)BMORGAN STANLEY (CRD# 149777)2009 - 2015 (6 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2009 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2007 (7 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1999 - 2000 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1995 - 1999 (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1987 - 1989 (2 years)IAMORGAN STANLEY (CRD# 149777)2011 - 2015 (4 years)
License(s)

State Registrations

B
Alabama 10/7/2015

B
Nevada 11/5/2019

B
Arizona 10/7/2015

B
New Hampshire 4/8/2022

B
Arkansas 4/8/2022

B
New Jersey 11/5/2019

B
California 10/7/2015

B
New Mexico 4/8/2022

B
Colorado 10/7/2015

B
New York 10/7/2015

B
Connecticut 4/8/2022

B
North Carolina 10/7/2015

B
Delaware 10/1/2021

IA
North Carolina 9/27/2023

B
Florida 10/7/2015

B
Ohio 10/7/2015

B
Georgia 10/7/2015

B
Oklahoma 4/8/2022

B
Hawaii 4/8/2022

B
Oregon 10/7/2015

B
Idaho 4/8/2022

B
Pennsylvania 10/7/2015

B
Illinois 11/5/2019

IA
Pennsylvania 10/7/2015

B
Indiana 11/5/2019

B
South Carolina 10/7/2015

B
Iowa 4/8/2022

B
Tennessee 4/8/2022

B
Kansas 4/8/2022

B
Texas 10/7/2015

B
Kentucky 10/7/2015

IA
Texas 10/7/2015

B
Maryland 10/7/2015

B
Utah 2/25/2020

B
Massachusetts 10/7/2015

B
Virginia 10/7/2015

B
Michigan 10/7/2015

B
Washington 10/7/2015

B
Minnesota 10/7/2015

B
West Virginia 8/24/2021

B
Mississippi 12/7/2020

B
Wisconsin 5/12/2021

B
Montana 11/5/2019

B
Wyoming 1/18/2018

B
Nebraska 4/8/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
4000 TOWN CENTER BLVD SUITE 100, CANONSBURG, PA 15317
Registered with this firm since 10/7/2015

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
4000 TOWN CENTER BLVD SUITE 100, CANONSBURG, PA 15317
Registered with this firm since 10/7/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/23/2011 - 10/14/2015 MORGAN STANLEY (CRD#:149777) PITTSBURGH, PA
B
06/01/2009 - 10/14/2015 MORGAN STANLEY (CRD#:149777) PITTSBURGH, PA
B
11/14/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PITTSBURG, PA
B
06/26/2000 - 11/19/2007 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PITTSBURGH, PA
B
09/27/1999 - 05/22/2000 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
08/11/1995 - 07/27/1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
07/08/1987 - 07/21/1989 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.