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VINCENT MARCHIONE
CRD#: 1684008
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 8850 Boedeker Dr
Dallas, TX 75225
Registration History
199019952000200520102015202020252 FIRMS1991 - 1991 (<1 year)2 FIRMS2007 - 2007 (<1 year)2 FIRMS2004 - 2009 (5 years)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2023 (13 years)2 FIRMS2023 - Present (1 year)BQUICK & REILLY, INC. (CRD# 11217)2001 - 2004 (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1999 - 2001 (1 year)BFIDELITY BROKERAGE SERVICES, INC. (CRD# 7784)1991 - 1999 (7 years)BSCHWEITZER & COMPANY (CRD# 16420)1989 - 1990 (<1 year)BJ. W. GANT & ASSOCIATES, INC. (CRD# 7963)1987 - 1987 (<1 year)IAQUICK & REILLY, INC. (CRD# 11217)2002 - 2004 (1 year)
Disclosure(s)
View By:
7/25/2001
Customer Dispute
Denied
5/31/2001
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 11/3/2023

B
Florida 11/3/2023

B
Arizona 11/3/2023

B
Oklahoma 11/3/2023

B
Arkansas 11/3/2023

B
Pennsylvania 11/3/2023

B
California 11/3/2023

B
Texas 11/3/2023

B
Colorado 11/3/2023

IA
Texas 11/3/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
8850 Boedeker Dr, Dallas, TX 75225
Plano, TX
Registered with this firm since 11/3/2023

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
8850 Boedeker Dr, Dallas, TX 75225
Plano, TX
Registered with this firm since 11/3/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/13/2010 - 11/03/2023 COMERICA SECURITIES (CRD#:17079) Dallas, TX
B
03/25/2010 - 11/03/2023 COMERICA SECURITIES (CRD#:17079) PLANO, TX
IA
10/23/2009 - 02/17/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PLANO, TX
B
10/23/2009 - 02/17/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PLANO, TX
IA
10/20/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ADDISON, TX
B
10/20/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ADDISON, TX
IA
03/30/2007 - 04/03/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) DALLAS, TX
B
03/30/2007 - 04/03/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) DALLAS, TX
IA
12/03/2002 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) DALLAS, TX
B
07/16/2001 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
07/12/1999 - 05/18/2001 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
10/28/1991 - 07/21/1999 FIDELITY BROKERAGE SERVICES, INC. (CRD#:7784) SMITHFIELD, RI
B
04/03/1991 - 08/12/1991 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
04/03/1991 - 08/12/1991 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
B
12/06/1989 - 01/04/1990 SCHWEITZER & COMPANY (CRD#:16420)
FINRA expelled the firm on 08/21/1991
B
11/09/1987 - 12/12/1987 J. W. GANT & ASSOCIATES, INC. (CRD#:7963)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.